# 2026-01307: SEC Extends Broker Forms: Business as Usual for Wall Street

2026-01307, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b1-1 and Form BD, is a Federal Register notice from Securities and Exchange Commission published 2026-01-23 (as of 2026-06-08).

- Canonical: https://policyrisk.com/federal-register/2026-01307
- As of: 2026-06-08
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-01307
- Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 15b1-1 and Form BD
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 2978
- Published: 2026-01-23
- Effective: unknown
- Comments close: not stated
- Significant: no
- Touches household money: no
- Regulation identifier numbers: none
- Last updated: 2026-06-08

## In one line

SEC Extends Broker Forms: Business as Usual for Wall Street

## Summary

The SEC is asking to keep using Rule 15b1-1 and Form BD, which help broker-dealers register and share important info with the government. This affects anyone who buys or sells securities through these dealers. No big changes or extra costs are coming, but the paperwork rules will continue as usual for now.

## Effects PRIA read

- Broker‑Dealer Paperwork Continues: cost, medium. The SEC is extending Rule 15b1-1 and Form BD, so broker-dealers must keep filing the uniform registration form. The document reports about 9,481 annual responses (160 initial filings and 9,321 amendments), a total industry burden of approximately 3,547 hours, and an estimated internal compliance co…
- Investor Protections Maintained: benefit, low. The extension keeps in place the registration and reporting system that helps broker-dealers register and share information with the government to protect investors. The notice says this affects anyone who buys or sells securities through these dealers and that there are no big changes or extra cos…

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## Sources
- [2026-01307 on federalregister.gov](https://www.federalregister.gov/documents/2026/01/23/2026-01307/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule)
- [2026-01307 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-01-23/pdf/2026-01307.pdf)

## Related
- [Previous: 2026-01306, Agency Information Collection Activities; Submission for OMB Review; Comment Re…](https://policyrisk.com/federal-register/2026-01306)
- [Next: 2026-01309, Information Collection Being Reviewed by the Federal Communications Commission](https://policyrisk.com/federal-register/2026-01309)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-01307 (as of 2026-06-08).