# 2026-10818: SEC Extends Rule 102 Paperwork Requirements Again

2026-10818, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 102, is a Federal Register notice from Securities and Exchange Commission published 2026-06-01; PRIA reads it as touching household money (as of 2026-06-08).

- Canonical: https://policyrisk.com/federal-register/2026-10818
- As of: 2026-06-08
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-10818
- Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 102
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 32483
- Published: 2026-06-01
- Effective: unknown
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-06-08

## In one line

SEC Extends Rule 102 Paperwork Requirements Again

## Summary

The SEC is asking to keep collecting info under Rule 102, which stops certain folks from buying securities during specific times to keep things fair. About 1,200 people or companies follow this rule, spending roughly 2,100 hours and $343,000 yearly to comply. You’ve got until June 29, 2026, to share your thoughts on this extension—no surprises, just smooth sailing ahead!

## Effects PRIA read

- Rule 102 purchase restriction: cost, low. Rule 102 of Regulation M stops distribution participants, issuers, and selling security holders from buying securities at specified times during a securities distribution. The rule also explicitly allows some exceptions, such as for actively traded reference securities and when firms maintain polic…
- Annual compliance time and cost: cost, low. About 1,194 respondents comply with Rule 102 each year, spending an estimated total of 2,094 hours and an aggregate internal compliance cost of about $343,416 per year (about $287.62 per respondent). Each respondent makes about 1 annual response, taking on average 1.754 hours to complete.

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- [2026-19260](https://policyrisk.com/federal-register/2026-19260): Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4, 2026-09-21
- [2026-18424](https://policyrisk.com/federal-register/2026-18424): Political Contributions by Certain Investment Advisers, 2026-09-10
- [2026-18190](https://policyrisk.com/federal-register/2026-18190): Transfer Agent Rules, 2026-09-04
- [2026-17183](https://policyrisk.com/federal-register/2026-17183): Regulation Crypto Assets, 2026-08-21
- [2026-12163](https://policyrisk.com/federal-register/2026-12163): The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS, 2026-06-17

## Sources
- [2026-10818 on federalregister.gov](https://www.federalregister.gov/documents/2026/06/01/2026-10818/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule)
- [2026-10818 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-06-01/pdf/2026-10818.pdf)

## Related
- [Previous: 2026-10815, Request for Information: Shaping the Future of the Bureau of Transportation Sta…](https://policyrisk.com/federal-register/2026-10815)
- [Next: 2026-10819, United States-Mexico-Canada Agreement (USMCA), Article 10.12: Binational Panel…](https://policyrisk.com/federal-register/2026-10819)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-10818 (as of 2026-06-08).