# 2026-12530: NYSE Tells Firms: Check Customers Every Month

2026-12530, Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 900.2NY To Require ATP Holders To Review Customer Activity on a Monthly Basis, is a Federal Register notice from Securities and Exchange Commission published 2026-06-23, effective 2026-07-01; PRIA reads it as touching household money (as of 2026-06-30).

- Canonical: https://policyrisk.com/federal-register/2026-12530
- As of: 2026-06-30
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-12530
- Title: Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 900.2NY To Require ATP Holders To Review Customer Activity on a Monthly Basis
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 37449
- Published: 2026-06-23
- Effective: 2026-07-01
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-06-30

## In one line

NYSE Tells Firms: Check Customers Every Month

## Summary

NYSE American is making ATP Holders check their customers’ trading activity every month to decide if they’re regular customers or professional ones. This change helps keep trading fair and clear, starting right away with no extra fees. If you hold an ATP, get ready to review those orders monthly!

## Effects PRIA read

- ATP Holders Must Do Monthly Reviews: mixed, low. If you are an American Trading Permit (ATP) holder, you must review customers' trading activity every month (rather than quarterly) to decide whether orders should be represented as Customer or Professional Customer, and make any required representational changes within five days after the end of t…
- 390-Order Daily Average Triggers Professional Status: cost, medium. If a non‑Broker/Dealer customer averages more than 390 orders per day during a calendar month, their orders must be represented as Professional Customer for the next calendar month. Customer orders receive marketplace advantages: execution priority over non-Customer orders and generally lower or no…

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## Sources
- [2026-12530 on federalregister.gov](https://www.federalregister.gov/documents/2026/06/23/2026-12530/self-regulatory-organizations-nyse-american-llc-notice-of-filing-and-immediate-effectiveness-of)
- [2026-12530 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-06-23/pdf/2026-12530.pdf)

## Related
- [Previous: 2026-12529, Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing an…](https://policyrisk.com/federal-register/2026-12529)
- [Next: 2026-12531, Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate…](https://policyrisk.com/federal-register/2026-12531)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-12530 (as of 2026-06-30).