# 2026-19557: SEC Requests Extension for Regulation M Rule 101 Compliance

2026-19557, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 101 of Regulation M, is a Federal Register notice from Securities and Exchange Commission published 2026-09-24; PRIA reads it as touching household money (as of 2026-10-01).

- Canonical: https://policyrisk.com/federal-register/2026-19557
- As of: 2026-10-01
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-19557
- Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 101 of Regulation M
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 60661
- Published: 2026-09-24
- Effective: unknown
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-10-01

## In one line

SEC Requests Extension for Regulation M Rule 101 Compliance

## Summary

The SEC is asking to keep the rules in place that stop certain people from buying securities during special sales times, called Rule 101 of Regulation M. About 2,110 companies follow these rules, spending around 25.8 hours and $3,430 each year to comply. You can share your thoughts on this by October 26, 2026, so don’t miss out!

## Effects PRIA read

- Annual compliance cost per respondent: cost, high. About 2,110 distribution participants must follow Rule 101 of Regulation M. Each respondent is estimated to spend about 25.796 hours and $3,430.83 per year on internal compliance, for a totalindustrywide burden of about 54,429 hours and $7,239,057 per year. You can submit comments on this collectio…
- Specific recordkeeping and documentation duties: cost, low. Rule 101 requires covered persons to perform and keep certain calculations and policies, including calculating average daily trading volume, documenting an estimate of probability of default for some nonconvertible securities, maintaining policies on information barriers between affiliates, and kee…

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- [2026-12163](https://policyrisk.com/federal-register/2026-12163): The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS, 2026-06-17

## Sources
- [2026-19557 on federalregister.gov](https://www.federalregister.gov/documents/2026/09/24/2026-19557/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule)
- [2026-19557 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-09-24/pdf/2026-19557.pdf)

## Related
- [Previous: 2026-19556, Agency Information Collection Activities: Proposed Collection; Comment Request-…](https://policyrisk.com/federal-register/2026-19556)
- [Next: 2026-19558, Agency Information Collection Activities; Submission for OMB Review; Comment Re…](https://policyrisk.com/federal-register/2026-19558)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-19557 (as of 2026-10-01).