# 2026-19558: SEC Extends Broker-Dealer Risk Record Rule Under Review

2026-19558, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4(b)(17), is a Federal Register notice from Securities and Exchange Commission published 2026-09-24 (as of 2026-10-01).

- Canonical: https://policyrisk.com/federal-register/2026-19558
- As of: 2026-10-01
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-19558
- Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17a-4(b)(17)
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 60665
- Published: 2026-09-24
- Effective: unknown
- Comments close: not stated
- Significant: no
- Touches household money: no
- Regulation identifier numbers: none
- Last updated: 2026-10-01

## In one line

SEC Extends Broker-Dealer Risk Record Rule Under Review

## Summary

The SEC is extending a rule that makes broker-dealers keep written proof showing they checked the risk of default on certain securities. This rule affects broker-dealers who use special exceptions and requires them to keep these records for at least three years, with the first two years easy to access. There’s no new cost or big change, just a continuation to help the SEC keep an eye on things.

## Effects PRIA read

No economic effects identified for this document.

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## Sources
- [2026-19558 on federalregister.gov](https://www.federalregister.gov/documents/2026/09/24/2026-19558/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule)
- [2026-19558 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-09-24/pdf/2026-19558.pdf)

## Related
- [Previous: 2026-19557, Agency Information Collection Activities; Submission for OMB Review; Comment Re…](https://policyrisk.com/federal-register/2026-19557)
- [Next: 2026-19560, Notification of Citizens Coinage Advisory Committee Public Meeting-October 6, 2…](https://policyrisk.com/federal-register/2026-19560)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-19558 (as of 2026-10-01).