# 2026-19615: SEC Form for Transfer Agents Ready to Quit the Business

2026-19615, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W, is a Federal Register notice from Securities and Exchange Commission published 2026-09-25; PRIA reads it as touching household money (as of 2026-10-02).

- Canonical: https://policyrisk.com/federal-register/2026-19615
- As of: 2026-10-02
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-19615
- Title: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 17Ac3-1 and Form TA-W
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 61005
- Published: 2026-09-25
- Effective: unknown
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-10-02

## In one line

SEC Form for Transfer Agents Ready to Quit the Business

## Summary

The SEC is asking to keep using Rule 17Ac3-1 and Form TA-W, which transfer agents must file when they want to stop their work. This form helps the SEC track where agents worked, why they’re leaving, and if any issues remain. Transfer agents need to file this electronically, and the extension means no new costs or changes, just more time to keep things running smoothly.

## Effects PRIA read

- Transfer agents must file Form TA-W: cost, low. If a transfer agent withdraws registration with the SEC, you must file Form TA-W electronically on EDGAR and provide the SEC information including locations where transfer agent activities were performed, reasons for ceasing those activities, any unsatisfied judgments or liens, and successor transf…

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## Sources
- [2026-19615 on federalregister.gov](https://www.federalregister.gov/documents/2026/09/25/2026-19615/agency-information-collection-activities-submission-for-omb-review-comment-request-extension-rule)
- [2026-19615 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-09-25/pdf/2026-19615.pdf)

## Related
- [Previous: 2026-19614, Agency Information Collection Activities; Submission for OMB Review; Comment Re…](https://policyrisk.com/federal-register/2026-19614)
- [Next: 2026-19616, Agency Information Collection Activities; Submission for OMB Review; Comment Re…](https://policyrisk.com/federal-register/2026-19616)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-19615 (as of 2026-10-02).