# 2026-19632: NYSE Texas syncs trader rules with FINRA—immediate compliance

2026-19632, Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Texas Article 6, Rule 13, is a Federal Register notice from Securities and Exchange Commission published 2026-09-25, effective 2026-09-10; PRIA reads it as touching household money (as of 2026-10-02).

- Canonical: https://policyrisk.com/federal-register/2026-19632
- As of: 2026-10-02
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-19632
- Title: Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Texas Article 6, Rule 13
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 61002
- Published: 2026-09-25
- Effective: 2026-09-10
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-10-02

## In one line

NYSE Texas syncs trader rules with FINRA—immediate compliance

## Summary

NYSE Texas is updating its registration rules to match recent changes made by FINRA, the big financial watchdog. This affects all traders and firms with trading permits on the exchange, making sure everyone follows the same updated rules. The change is effective immediately, so participants should get ready to comply without delay.

## Effects PRIA read

- Shorter Waiting Times to Retake Exams: benefit, low. If you are a Participant or an associated person who must pass FINRA/Nyse qualification exams (including the Securities Industry Essentials exam and the representative and principal exams), the waiting period to retake a failed exam is cut. The wait after the first and second failed attempts is red…
- Rules Aligned With FINRA for Consistency: benefit, low. NYSE Texas amended its rule to match FINRA Rule 1210 Supplementary Material .06 so that waiting periods to retake qualification exams are the same across both rule sets. The Exchange says this alignment promotes consistency and reduces potential confusion for Participants and their associated perso…
- Immediate Effect and Potential 60-Day Review: cost, low. The Exchange filed the rule change on September 10, 2026 and the filing was effective under the process for immediate-effect SRO rule filings; the Commission may temporarily suspend the change at any time within 60 days of the filing. The Exchange also stated it will announce the implementation dat…

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## Sources
- [2026-19632 on federalregister.gov](https://www.federalregister.gov/documents/2026/09/25/2026-19632/self-regulatory-organizations-nyse-texas-inc-notice-of-filing-and-immediate-effectiveness-of)
- [2026-19632 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-09-25/pdf/2026-19632.pdf)

## Related
- [Previous: 2026-19630, Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing an…](https://policyrisk.com/federal-register/2026-19630)
- [Next: 2026-19633, Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immedi…](https://policyrisk.com/federal-register/2026-19633)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-19632 (as of 2026-10-02).