# 2026-22375: NYSE Quickly Restores the Words Its Rule Was Missing

2026-22375, Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 2(c), is a Federal Register notice from Securities and Exchange Commission published 2026-11-03, effective 2026-10-19; PRIA reads it as touching household money (as of 2026-11-03).

- Canonical: https://policyrisk.com/federal-register/2026-22375
- As of: 2026-11-03
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-22375
- Title: Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 2(c)
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 69285
- Published: 2026-11-03
- Effective: 2026-10-19
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-11-03

## In one line

NYSE Quickly Restores the Words Its Rule Was Missing

## Summary

The New York Stock Exchange fixed a small but important mistake in one of its rules by putting back some missing words in the definition of 'associated person.' This change affects members and firms on the Exchange and takes effect immediately, with no extra costs involved. It’s a quick technical update to keep things clear and running smoothly.

## Effects PRIA read

- Restores missing words in 'associated person': benefit, low. The NYSE put back the clause "a person engaged in a securities or kindred business that is controlled by a member or member organization" into Rule 2(c)(3). This makes clear that those persons are included as "associated persons" and "Control Persons," preserving the Exchange's jurisdiction and kee…
- Rule effective immediately upon filing: benefit, low. The Commission waived the normal 30-day operative delay and made this technical correction operative upon filing on October 19, 2026. That immediate effect was intended to avoid a period when the rule text would not match the Approved Person Filing and to reduce potential investor confusion.

## Related documents

- [2026-21037](https://policyrisk.com/federal-register/2026-21037): Investment Company Cross Trading, 2026-10-15
- [2026-20466](https://policyrisk.com/federal-register/2026-20466): Adviser and Regulated Fund Custody Rules; Crypto Custody Rules, 2026-10-06
- [2026-19260](https://policyrisk.com/federal-register/2026-19260): Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4, 2026-09-21
- [2026-18424](https://policyrisk.com/federal-register/2026-18424): Political Contributions by Certain Investment Advisers, 2026-09-10
- [2026-18190](https://policyrisk.com/federal-register/2026-18190): Transfer Agent Rules, 2026-09-04
- [2026-17183](https://policyrisk.com/federal-register/2026-17183): Regulation Crypto Assets, 2026-08-21

## Sources
- [2026-22375 on federalregister.gov](https://www.federalregister.gov/documents/2026/11/03/2026-22375/self-regulatory-organizations-new-york-stock-exchange-llc-notice-of-filing-and-immediate)
- [2026-22375 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-11-03/pdf/2026-22375.pdf)

## Related
- [Previous: 2026-22374, Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate…](https://policyrisk.com/federal-register/2026-22374)
- [Next: 2026-22376, Self-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing and Immediat…](https://policyrisk.com/federal-register/2026-22376)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-22375 (as of 2026-11-03).