# 2026-22544: UBS Fund Seeks SEC Permission for New Shares and Fees

2026-22544, UBS Asset Management Credit Income Opportunities Fund and UBS Asset Management (Americas) LLC, is a Federal Register notice from Securities and Exchange Commission published 2026-11-05, effective 2026-09-17; PRIA reads it as touching household money (as of 2026-11-06).

- Canonical: https://policyrisk.com/federal-register/2026-22544
- As of: 2026-11-06
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-22544
- Title: UBS Asset Management Credit Income Opportunities Fund and UBS Asset Management (Americas) LLC
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 69900
- Published: 2026-11-05
- Effective: 2026-09-17
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-11-06

## In one line

UBS Fund Seeks SEC Permission for New Shares and Fees

## Summary

UBS Asset Management wants permission to offer different types of shares in their Credit Income Opportunities Fund and charge fees based on assets or early withdrawals. This change affects investors in these funds and could impact how much they pay in fees. The SEC will decide by late November 2026 unless someone asks for a hearing.

## Effects PRIA read

- Fund may offer multiple share classes: mixed, low. UBS Asset Management applied for permission to let its closed-end Credit Income Opportunities Fund issue multiple classes of shares. If approved, the fund could offer more than one type of share for investors to buy.
- Permission to charge asset-based distribution/service fees: cost, medium. UBS applied for an order to permit the fund to impose asset-based distribution and/or service fees on the fund. If the SEC grants the requested relief, investors could pay ongoing fees tied to the fund's assets.
- Permission to impose early withdrawal charges: cost, medium. UBS applied for an order to permit the fund to impose early withdrawal charges. If approved, investors could face a fee when redeeming or exiting the fund early.

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## Sources
- [2026-22544 on federalregister.gov](https://www.federalregister.gov/documents/2026/11/05/2026-22544/ubs-asset-management-credit-income-opportunities-fund-and-ubs-asset-management-americas-llc)
- [2026-22544 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-11-05/pdf/2026-22544.pdf)

## Related
- [Previous: 2026-22543, Notice to LSC Grantees of Application Process for Subgranting Special Grant Fun…](https://policyrisk.com/federal-register/2026-22543)
- [Next: 2026-22545, Center for Scientific Review; Amended Notice of Meeting](https://policyrisk.com/federal-register/2026-22545)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-22544 (as of 2026-11-06).