# 2026-22755: Bond-Clearing Officials Retire One More Event-Reporting Requirement for Sponsored Members

2026-22755, Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members, is a Federal Register notice from Securities and Exchange Commission published 2026-11-09, effective 2026-10-29; PRIA reads it as touching household money (as of 2026-11-11).

- Canonical: https://policyrisk.com/federal-register/2026-22755
- As of: 2026-11-11
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Document number: 2026-22755
- Title: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove a Requirement That Sponsoring Members Report Certain Events Impacting Their Sponsored Members
- Type: Notice
- Agencies: Securities and Exchange Commission
- Citation: 91 FR 70909
- Published: 2026-11-09
- Effective: 2026-10-29
- Comments close: not stated
- Significant: no
- Touches household money: yes
- Regulation identifier numbers: none
- Last updated: 2026-11-11

## In one line

Bond-Clearing Officials Retire One More Event-Reporting Requirement for Sponsored Members

## Summary

The Fixed Income Clearing Corporation (FICC) is changing its rules to stop requiring Sponsoring Members to report certain events about their Sponsored Members. This means less paperwork and faster processes for those involved in government securities trading. The change is effective immediately and won’t affect any fees or costs.

## Effects PRIA read

- Sponsoring Members no longer must report non‑compliance: benefit, low. If you are a Sponsoring Member, you no longer must give FICC written notice when you become aware that a Sponsored Member is not in compliance with the requirements that used to be in Section 3(a) of Rule 3A. FICC says this part of the reporting requirement is being removed because those Sponsored…
- No advance reporting of 'Reportable Events' required: benefit, low. If you are a Sponsoring Member, you no longer have to notify FICC before the effective date of any "Reportable Event" affecting a Sponsored Member (Reportable Events include material organizational changes or being named as a defendant in litigation). FICC says it will rely on its monitoring tools…
- FICC uses LEIs and news monitoring instead of sponsor notices: benefit, low. FICC now uses Sponsored Members' Legal Entity Identifiers (LEIs) and a third‑party adverse‑news monitoring tool to identify adverse events (including name changes and enforcement actions) on a daily basis. Because of that enhanced monitoring, FICC removed the written-notice requirements from Sponso…

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## Sources
- [2026-22755 on federalregister.gov](https://www.federalregister.gov/documents/2026/11/09/2026-22755/self-regulatory-organizations-fixed-income-clearing-corporation-notice-of-filing-and-immediate)
- [2026-22755 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-11-09/pdf/2026-22755.pdf)

## Related
- [Previous: 2026-22754, Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immedia…](https://policyrisk.com/federal-register/2026-22754)
- [Next: 2026-22756, Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate…](https://policyrisk.com/federal-register/2026-22756)
- [All Federal Register documents](https://policyrisk.com/federal-register)

Source: PRIA, https://policyrisk.com/federal-register/2026-22755 (as of 2026-11-11).