# 2026-22850: Clearinghouse Tightens Its Watch on Treasury Trade Submissions 2026-22850, Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Procedures for Monitoring Compliance With the Eligible Secondary Market Transaction Submission Requirements, is a Federal Register notice from Securities and Exchange Commission published 2026-11-10, effective Effective following Commission approval of the proposed rule change.; PRIA reads it as touching household money (as of 2026-11-11). - Canonical: https://policyrisk.com/federal-register/2026-22850 - As of: 2026-11-11 - Plain-text twin of the page above; the HTML and this file carry the same facts. ## Facts - Document number: 2026-22850 - Title: Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Procedures for Monitoring Compliance With the Eligible Secondary Market Transaction Submission Requirements - Type: Notice - Agencies: Securities and Exchange Commission - Citation: 91 FR 72601 - Published: 2026-11-10 - Effective: Effective following Commission approval of the proposed rule change. - Comments close: not stated - Significant: no - Touches household money: yes - Regulation identifier numbers: none - Last updated: 2026-11-11 ## In one line Clearinghouse Tightens Its Watch on Treasury Trade Submissions ## Summary ICE Clear Credit is rolling out new rules to keep a closer eye on how Treasury traders submit their transactions for clearing. This change affects all Treasury Participants and aims to make sure everyone follows the submission rules properly. The new procedures kick in soon and help keep the market smooth and fair without adding extra costs. ## Effects PRIA read - Formalized Trade Submission Monitoring: cost, medium. If you are a Treasury Participant (TP), ICC's new procedures formalize monitoring of the requirement under Treasury Rule 303 that you submit all Eligible Secondary Market Transactions for clearing to ICC or another SEC-registered covered clearing agency. ICC will publish on its website the trades e… - 30-Day Written Non-Compliance Notice: cost, low. If you learn you are not complying with Treasury Rule 303, you must notify ICC in writing within 30 calendar days and provide relevant facts such as duration of non-compliance, remediation timing, and a contact person. The notice requirement is part of the ESMT Procedures that support ICC's monitor… - Annual Senior-Officer Attestation Requirement: cost, medium. Each TP must annually sign and submit an attestation signed by a senior officer confirming the TP's compliance with Treasury Rule 303 during the prior 12 months and that the TP maintains controls reasonably designed to ensure ongoing compliance. ICC will announce the attestation due date, which wil… - Periodic Reviews of Submissions and Rejections: cost, medium. ICC may conduct periodic reviews of a TP's submissions of eligible trades, including submissions to other covered clearing agencies, rejected submissions, re-submissions, and timeliness of submission after execution. ICC may request supporting documentation showing how a TP resolved rejections or r… - Investigations and Possible Sanctions: cost, medium. ICC may investigate alleged violations of Treasury Rule 303 and, depending on circumstances, issue warning letters, negotiate written settlement agreements (including fines), or make penalty recommendations to ICC committees. ICC staff will consider mitigating factors such as self-reporting, remedi… - ICC Says No Expected Cost Increase: benefit, low. ICC states the ESMT Procedures will apply uniformly across market participants and that ICC does not believe the changes will adversely affect clearing costs or participants' ability to access clearing. ICC also states it does not believe the proposed change will impose an inappropriate burden on c… ## Related documents - [2026-21037](https://policyrisk.com/federal-register/2026-21037): Investment Company Cross Trading, 2026-10-15 - [2026-20466](https://policyrisk.com/federal-register/2026-20466): Adviser and Regulated Fund Custody Rules; Crypto Custody Rules, 2026-10-06 - [2026-19260](https://policyrisk.com/federal-register/2026-19260): Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4, 2026-09-21 - [2026-18424](https://policyrisk.com/federal-register/2026-18424): Political Contributions by Certain Investment Advisers, 2026-09-10 - [2026-18190](https://policyrisk.com/federal-register/2026-18190): Transfer Agent Rules, 2026-09-04 - [2026-17183](https://policyrisk.com/federal-register/2026-17183): Regulation Crypto Assets, 2026-08-21 ## Sources - [2026-22850 on federalregister.gov](https://www.federalregister.gov/documents/2026/11/10/2026-22850/self-regulatory-organizations-ice-clear-credit-llc-notice-of-filing-of-proposed-rule-change-relating) - [2026-22850 as published (PDF)](https://www.govinfo.gov/content/pkg/FR-2026-11-10/pdf/2026-22850.pdf) ## Related - [Previous: 2026-22849, Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and I…](https://policyrisk.com/federal-register/2026-22849) - [Next: 2026-22851, Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Institu…](https://policyrisk.com/federal-register/2026-22851) - [All Federal Register documents](https://policyrisk.com/federal-register) Source: PRIA, https://policyrisk.com/federal-register/2026-22850 (as of 2026-11-11).