# Connecticut HB 06875: AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT.

Connecticut HB 06875, AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT., is a 2025 Regular Session House bill sponsored by Banking Committee; status signed, last action 2025-06-23 (Signed by the Governor) (as of 2026-10-19).

- Canonical: https://policyrisk.com/state-bill/CT-HB06875-2025
- As of: 2026-10-19
- Plain-text twin of the page above; the HTML and this file carry the same facts.

## Facts
- Bill: Connecticut HB 06875
- State: Connecticut
- Session: 2025 Regular Session
- Title: AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT.
- Status: signed
- Chamber: House
- Introduced: 2025-02-06
- Last action: 2025-06-23, Signed by the Governor
- Sponsor: Banking Committee
- Cosponsors: 0
- Subjects: banking
- Touches household money: no
- Roll calls: 3 (195 yes, 0 no in all)
- Economic provisions PRIA read: 3

## Summary

To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer or director of any registrant or any other person directly or indirectly controlling any registrant; and (3) establish various requirements for "Tier 2" offerings.

## Bill overview: provisions PRIA read

- Stronger oversight of securities firms: benefit, low. Connecticut's securities commissioner can formally reprimand or bar registered securities firms and certain people connected to them. This includes partners, officers, directors, and people who directly or indirectly control a registered firm. The commissioner must find that the order serves the pu…
- New filing fees for securities issuers: cost, low. Issuers selling covered Regulation A Tier 2 securities in Connecticut must file a state notice and pay $250. The filing is due at least 21 calendar days before the first Connecticut sale. Issuers must include consent to receive legal papers and provide requested SEC documents. The notice lasts 12 m…
- Company-sale brokers get limited registration relief: mixed, low. Qualifying company-sale brokers and their representatives are exempt from Connecticut broker-dealer and branch-office registration. They must work only on transfers of eligible private companies with no federal securities-registration or periodic-reporting requirement. In the fiscal year before the…

## Sponsors and cosponsors

- Sponsor: Banking Committee

## Roll call votes

| Date | Chamber | Motion | Result | Yes | No | Other |
| --- | --- | --- | --- | --- | --- | --- |
| 2025-03-06 | Senate | Senate Roll Call Vote 372 | pass | 36 | 0 |   |
| 2025-03-06 | House | House Roll Call Vote 279 | pass | 147 | 0 |   |
| 2025-03-06 | House | BA Vote Tally Sheet (Joint Favorable) | pass | 12 | 0 |   |

## Actions (20)

- 2025-06-23: Signed by the Governor (legislature)
- 2025-06-16: Transmitted by Secretary of the State to Governor (legislature)
- 2025-06-16: Transmitted to the Secretary of State (legislature)
- 2025-06-10: Public Act 25-85 (legislature)
- 2025-06-03: On Consent Calendar / In Concurrence (legislature)
- 2025-06-03: Senate Passed (Senate)
- 2025-06-03: Rules Suspended (legislature)
- 2025-06-03: Senate Calendar Number 597 (Senate)
- 2025-06-03: Favorable Report, Tabled for the Calendar, Senate (Senate)
- 2025-06-02: Transmitted Pursuant To Joint Rule 17 (legislature)
- 2025-06-02: House Passed (House)
- 2025-03-24: File Number 188 (legislature)
- 2025-03-24: House Calendar Number 141 (House)
- 2025-03-24: Favorable Report, Tabled for the Calendar, House (House)
- 2025-03-24: Reported Out of Legislative Commissioners' Office (legislature)
- 2025-03-17: Referred to Office of Legislative Research and Office of Fiscal Analysis 03/24/25 12:00 PM (legislature)
- 2025-03-06: Filed with Legislative Commissioners' Office (legislature)
- 2025-03-06: Joint Favorable (legislature)
- 2025-02-07: Public Hearing 02/13 (legislature)
- 2025-02-06: Referred to Joint Committee on Banking (legislature)

## Bill text

- Public Act No. 25-85, 2025-06-02: [PDF](https://www.cga.ct.gov/2025/ACT/PA/PDF/2025PA-00085-R00HB-06875-PA.PDF)
- File No. 188, 2025-03-24: [PDF](https://www.cga.ct.gov/2025/FC/PDF/2025HB-06875-R000188-FC.PDF)
- BA Joint Favorable, 2025-03-06: [PDF](https://www.cga.ct.gov/2025/TOB/H/PDF/2025HB-06875-R01-HB.PDF)
- Raised Bill, 2025-02-06: [PDF](https://www.cga.ct.gov/2025/TOB/H/PDF/2025HB-06875-R00-HB.PDF)
- BA Joint Fav. Rpt: [PDF](https://www.cga.ct.gov/2025/JFR/H/PDF/2025HB-06875-R00BA-JFR.PDF)
- BA Vote Tally Sheet (Joint Favorable): [PDF](https://www.cga.ct.gov/2025/TS/H/PDF/2025HB-06875-R00BA-CV29-TS.PDF)
- Bill Analysis For File Copy 188: [PDF](https://www.cga.ct.gov/2025/BA/PDF/2025HB-06875-R000188-BA.PDF)
- Fiscal Note For File Copy 188: [PDF](https://www.cga.ct.gov/2025/FN/PDF/2025HB-06875-R000188-FN.PDF)
- House Roll Call Vote 279: [PDF](https://www.cga.ct.gov/2025/VOTE/H/PDF/2025HV-00279-R00HB06875-HV.PDF)
- Senate Roll Call Vote 372: [PDF](https://www.cga.ct.gov/2025/VOTE/S/PDF/2025SV-00372-R00HB06875-SV.PDF)
- Summary for Public Act No. 25-85: [PDF](https://www.cga.ct.gov/2025/SUM/PDF/2025SUM00085-R01HB-06875-SUM.PDF)

## Related bills

- HB 05013: AN ACT ADDING CERTAIN PLANTS TO THE INVASIVE PLANTS LIST. (signed)
- SB 01558: AN ACT CONCERNING INCOME TAXES IMPOSED BY OTHER JURISDICTIONS ON RESIDENTS OF THE STATE. (signed)
- SB 01396: AN ACT CONCERNING EARNED BUT UNPAID WAGE OR SALARY INCOME ADVANCES. (signed)
- SB 01187: AN ACT CONCERNING FORECLOSURE, ASSIGNMENT AND OTHER ENFORCEMENT ACTIONS FOR UNPAID SEWER ASSESSMENTS AND OTHER FEES AND CHARGES. (signed)
- HB 07236: AN ACT CONCERNING HUMAN TRAFFICKING AND SEXUAL ASSAULT VICTIMS. (signed)
- HB 07192: AN ACT IMPLEMENTING RECOMMENDATIONS OF THE BIPARTISAN DRUG TASK FORCE. (signed)

## Sources
- [Public Act No. 25-85 (PDF)](https://www.cga.ct.gov/2025/ACT/PA/PDF/2025PA-00085-R00HB-06875-PA.PDF)
- [File No. 188 (PDF)](https://www.cga.ct.gov/2025/FC/PDF/2025HB-06875-R000188-FC.PDF)
- [BA Joint Favorable (PDF)](https://www.cga.ct.gov/2025/TOB/H/PDF/2025HB-06875-R01-HB.PDF)
- [Raised Bill (PDF)](https://www.cga.ct.gov/2025/TOB/H/PDF/2025HB-06875-R00-HB.PDF)
- [BA Joint Fav. Rpt (PDF)](https://www.cga.ct.gov/2025/JFR/H/PDF/2025HB-06875-R00BA-JFR.PDF)
- [BA Vote Tally Sheet (Joint Favorable) (PDF)](https://www.cga.ct.gov/2025/TS/H/PDF/2025HB-06875-R00BA-CV29-TS.PDF)
- [Bill Analysis For File Copy 188 (PDF)](https://www.cga.ct.gov/2025/BA/PDF/2025HB-06875-R000188-BA.PDF)
- [Fiscal Note For File Copy 188 (PDF)](https://www.cga.ct.gov/2025/FN/PDF/2025HB-06875-R000188-FN.PDF)
- [House Roll Call Vote 279 (PDF)](https://www.cga.ct.gov/2025/VOTE/H/PDF/2025HV-00279-R00HB06875-HV.PDF)
- [Senate Roll Call Vote 372 (PDF)](https://www.cga.ct.gov/2025/VOTE/S/PDF/2025SV-00372-R00HB06875-SV.PDF)
- [Summary for Public Act No. 25-85 (PDF)](https://www.cga.ct.gov/2025/SUM/PDF/2025SUM00085-R01HB-06875-SUM.PDF)

## Related
- [HB 05013: AN ACT ADDING CERTAIN PLANTS TO THE INVASIVE PLANTS LIST.](https://policyrisk.com/state-bill/CT-HB05013-2025)
- [SB 01558: AN ACT CONCERNING INCOME TAXES IMPOSED BY OTHER JURISDICTIONS ON RESIDENTS OF T…](https://policyrisk.com/state-bill/CT-SB01558-2025)
- [SB 01396: AN ACT CONCERNING EARNED BUT UNPAID WAGE OR SALARY INCOME ADVANCES.](https://policyrisk.com/state-bill/CT-SB01396-2025)
- [SB 01187: AN ACT CONCERNING FORECLOSURE, ASSIGNMENT AND OTHER ENFORCEMENT ACTIONS FOR UNP…](https://policyrisk.com/state-bill/CT-SB01187-2025)
- [HB 07236: AN ACT CONCERNING HUMAN TRAFFICKING AND SEXUAL ASSAULT VICTIMS.](https://policyrisk.com/state-bill/CT-HB07236-2025)
- [HB 07192: AN ACT IMPLEMENTING RECOMMENDATIONS OF THE BIPARTISAN DRUG TASK FORCE.](https://policyrisk.com/state-bill/CT-HB07192-2025)
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Source: PRIA, https://policyrisk.com/state-bill/CT-HB06875-2025 (as of 2026-10-19).