2025-09061Notice

SEC Greenlights OCC's Wordy Repo Agreement Overhaul for Liquidity

Published Date: 5/21/2025

Notice

Summary

The Options Clearing Corporation (OCC) is updating some important terms in its agreement with a bank to keep its money backup plan strong and ready. The SEC reviewed these changes, asked a few questions, and now says, “No objections!” This means OCC can move forward with better financial safety measures, helping protect everyone who trades options starting soon.

Analyzed Economic Effects

2 provisions identified: 1 benefits, 1 costs, 0 mixed.

OCC Authorized to Add $1 Billion Repo Line

The SEC notified that OCC may implement an amended master repurchase agreement to permit a limited right of rehypothecation so a bank will provide a committed Bank Repo Facility of up to $1 billion. OCC was authorized to implement the change as of the date of this notice, May 15, 2025, to increase its committed liquidity resources.

Clearing Members’ Collateral Substitutions Can Be Refused

The notice states OCC may refuse a Clearing Member's request to substitute Clearing Fund securities if those securities have been used by OCC as part of the Bank Repo Facility. OCC's rules (OCC Rule 1006(f)(4)) allow refusal of substitution for securities OCC has taken possession of to borrow funds.

Your PRIA Score

Score Hidden

Personalized for You

How does this regulation affect your finances?

Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.

Free to start

Key Dates

Effective Date
Published Date
5/15/2025
5/21/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
Source: View HTML
Back to Federal Register

Take It Personal

Get Your Personalized Policy View

Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.

Already have an account? Sign in