2025-10746NoticeWallet

MEMX Launches Equity Rewards for Active Options Traders

Published Date: 6/13/2025

Notice

Summary

MEMX is rolling out a new Supplemental Equity Rights Program that gives traders on its options platform extra chances to earn equity in the company. This program builds on a similar one started last year and kicks in right away, rewarding active participants with potential ownership perks. If you trade options on MEMX, this could mean more value for your activity starting now!

Analyzed Economic Effects

5 provisions identified: 3 benefits, 1 costs, 1 mixed.

Pay $500,000 to Join Program

If you want to join the Supplemental Warrants Program, you must pay a $500,000 Prepayment Fee by the Commitment Deadline (in advance of May 28, 2025, or a later date specified by MEMX). Each eligible participant may purchase only one ticket and the program is capped at five (5) tickets total.

Prepayment Can Offset Trading Fees

The $500,000 Prepayment Fee can be applied during the Term to MEMX Options connectivity fees, market data fees, membership fees, and transaction fees; any remaining Prepayment Fee will be refunded at the end of the Term. The Term runs from June 1, 2025 to June 1, 2026.

Warrants: 139,800 per Ticket, Monthly Vesting

Each ticket entitles a participant to 139,800 unvested warrants that vest equally each calendar month during the 12-month Term (11,650 warrants per month) if the participant meets volume targets. Vesting requires step-up volume of 25 basis points of TCV over the participant's February–March 2025 baseline for full monthly vesting, with a 15 basis points minimum for proportional vesting; Non-Penny option trading receives double credit.

Exercise Window and Ownership Limits

Vested warrants may be exercised from the time of vesting until May 1, 2031 to purchase Nonvoting Common Units at the warrant strike price, but such units are subject to transfer restrictions and ownership limits (e.g., no single Exchange Member and its related persons may own more than 20% of any class of Units).

Program Aimed to Improve Market Liquidity

MEMX says the Supplemental Warrants Program is designed to encourage participants to direct more order flow to MEMX Options, which MEMX expects will increase liquidity, provide tighter spreads, and benefit other market participants. The Exchange states the program is supplemental to its May 1, 2024 Original Warrants Program.

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Key Dates

Effective Date
Published Date
6/1/2025
6/13/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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