SEC Eyes Swap Dealers' Customer Asset Safeguards
Published Date: 9/25/2025
Notice
Summary
The SEC is asking to keep collecting info under Rule 18a-4, which helps monitor how certain swap dealers handle customer assets safely. This affects non-broker-dealer swap dealers and major participants, requiring them to share info about their security-based swap transactions. The process takes about 8,500 hours yearly, and the SEC wants your feedback by early October to keep things clear and efficient.
No Economic Impacts Identified for this Document
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