SEC Seeks Extension of Wall Street Record-Keeping Paperwork Rules
Published Date: 12/4/2025
Notice
Summary
The SEC is asking to keep the rules that make broker-dealers save important business records for a set time, including bank statements and communications. About 3,300 broker-dealers spend lots of hours each year keeping these records, but fewer firms now means less total time spent. This extension keeps things running smoothly with no new costs or big changes, just a thumbs-up to continue the current record-keeping routine.
No Economic Impacts Identified for this Document
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