SEC Lets Funds Mix ETFs and Mutual Shares for Easier Investing
Published Date: 3/30/2026
Notice
Summary
The SEC is giving special permission to certain investment funds to offer both exchange-traded shares (ETFs) and regular mutual fund shares under one roof. This change makes it easier for funds to operate smoothly and offer more choices to investors. If you want to speak up, you have until April 20, 2026, to request a hearing before the new rules take effect.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
Funds Can Offer ETF and Mutual Classes
You who invest in funds could see registered open-end funds offer one class of exchange-traded shares (ETF Shares) and one or more non‑exchange‑traded mutual fund share classes inside the same fund (a "Multi-Class ETF Fund"). The applications would provide both (i) ETF operational relief consistent with Rule 6c-11 and (ii) relief to permit an ETF Class alongside Mutual Fund Classes.
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Take It Personal
Get Your Personalized Policy View
Start a Free Government Policy Watch to see how policy affects your household, then upgrade to PRIA Full Coverage for year-round monitoring.
Already have an account? Sign in