Title 15Commerce and TradeRelease 119-73

§4013 Issuance of certificate

Title 15 › Chapter CHAPTER 66— - PROMOTION OF EXPORT TRADE › Subchapter SUBCHAPTER II— - EXPORT TRADE CERTIFICATES OF REVIEW › § 4013

Last updated Apr 6, 2026|Official source

Summary

A certificate must be given to an applicant who proves that its export business, export activities, and how it will operate meet four tests: they will not greatly reduce competition or block trade in the United States or hurt a competitor’s exports; they will not unreasonably change U.S. prices for the kind of goods exported; they will not use unfair tactics against other exporters of the same kind; and they will not include steps likely to cause the exported goods to be sold in the United States. The Secretary has 90 days after getting an application to decide. If the Secretary and the Attorney General agree, they issue a certificate saying what activities are covered, who got it, and any conditions. The applicant can ask for faster handling, but no certificate can be issued within 30 days after the public notice required under section 4012(b)(1). If an application is denied, the applicant is told why and can ask for reconsideration within 30 days; the agencies must decide on reconsideration within 30 days. If denied and the applicant asks, submitted documents must be returned within 30 days unless already public. A certificate obtained by fraud is void from the start.

Full Legal Text

Title 15, §4013

Commerce and Trade — Source: USLM XML via OLRC

(a)A certificate of review shall be issued to any applicant that establishes that its specified export trade, export trade activities, and methods of operation will—
(1)result in neither a substantial lessening of competition or restraint of trade within the United States nor a substantial restraint of the export trade of any competitor of the applicant,
(2)not unreasonably enhance, stabilize, or depress prices within the United States of the goods, wares, merchandise, or services of the class exported by the applicant,
(3)not constitute unfair methods of competition against competitors engaged in the export of goods, wares, merchandise, or services of the class exported by the applicant, and
(4)not include any act that may reasonably be expected to result in the sale for consumption or resale within the United States of the goods, wares, merchandise, or services exported by the applicant.
(b)Within ninety days after the Secretary receives an application for a certificate of review, the Secretary shall determine whether the applicant’s export trade, export trade activities, and methods of operation meet the standards of subsection (a). If the Secretary, with the concurrence of the Attorney General, determines that such standards are met, the Secretary shall issue to the applicant a certificate of review. The certificate of review shall specify—
(1)the export trade, export trade activities, and methods of operation to which the certificate applies,
(2)the person to whom the certificate of review is issued, and
(3)any terms and conditions the Secretary or the Attorney General deems necessary to assure compliance with the standards of subsection (a).
(c)If the applicant indicates a special need for prompt disposition, the Secretary and the Attorney General may expedite action on the application, except that no certificate of review may be issued within thirty days of publication of notice in the Federal Register under section 4012(b)(1) of this title.
(d)(1)If the Secretary denies in whole or in part an application for a certificate, he shall notify the applicant of his determination and the reasons for it.
(2)An applicant may, within thirty days of receipt of notification that the application has been denied in whole or in part, request the Secretary to reconsider the determination. The Secretary, with the concurrence of the Attorney General, shall notify the applicant of the determination upon reconsideration within thirty days of receipt of the request.
(e)If the Secretary denies an application for the issuance of a certificate of review and thereafter receives from the applicant a request for the return of documents submitted by the applicant in connection with the application for the certificate, the Secretary and the Attorney General shall return to the applicant, not later than thirty days after receipt of the request, the documents and all copies of the documents available to the Secretary and the Attorney General, except to the extent that the information contained in a document has been made available to the public.
(f)A certificate shall be void ab initio with respect to any export trade, export trade activities, or methods of operation for which a certificate was procured by fraud.

Legislative History

Notes & Related Subsidiaries

Statutory Notes and Related Subsidiaries

Effective Date

Section effective 90 days after

Effective Date

of

Rules and Regulations

first promulgated under section 4020 of this title, see section 312(b) of Pub. L. 97–290 set out as a note under section 4011 of this title.

Reference

Citations & Metadata

Citation

15 U.S.C. § 4013

Title 15Commerce and Trade

Last Updated

Apr 6, 2026

Release point: 119-73