Title 15 — Commerce and TradeRelease 119-73

§78o–1 Brokers deemed to be registered

Title 15 › Chapter CHAPTER 2B— - SECURITIES EXCHANGES › § 78o–1

Last updated Apr 6, 2026|Official source

Full Legal Text

Title 15, §78o–1

Commerce and Trade — Source: USLM XML via OLRC

All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.

Legislative History

Notes & Related Subsidiaries

Editorial Notes

Codification Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.

Executive Documents

Transfer of Functions

For

Transfer of Functions

of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.

Reference

Citations & Metadata

Citation

15 U.S.C. § 78o–1

Title 15 — Commerce and Trade

Last Updated

Apr 6, 2026

Release point: 119-73