Title 35PatentsRelease 119-73

§257 Supplemental examinations to consider, reconsider, or correct information

Title 35 › Part PART III— - PATENTS AND PROTECTION OF PATENT RIGHTS › Chapter CHAPTER 25— - AMENDMENT AND CORRECTION OF PATENTS › § 257

Last updated Apr 6, 2026|Official source

Summary

A patent owner can ask the Patent Office to take another look at a patent to consider, recheck, or fix information that might matter. The Director must do that extra review within 3 months and must issue a certificate saying whether the new information raises a substantial new question about whether the patent should have been allowed. If a substantial new question is found, the Director must order a reexamination using the usual reexamination rules, except the patent owner may not file the specific statement allowed by section 304. The Director must address each substantial new question, even if normal reexamination limits would usually block some issues. If the information is considered, reconsidered, or corrected in the supplemental review, the patent cannot be ruled unenforceable just because of earlier problems with that information. But that protection does not apply if the same issue was already pleaded in a lawsuit or in a certain FDA notice before the supplemental request was filed, or in certain trade or civil actions unless the supplemental review and any reexamination finish before the action starts. The Director will set fees and rules for requests and items submitted, and extra reexamination fees apply if reexamination is ordered. If the Director finds possible material fraud during the process, the Director must refer it to the Attorney General confidentially. This law does not stop criminal or antitrust penalties, or the Director’s authority to investigate or punish misconduct or to make rules for practitioner discipline.

Full Legal Text

Title 35, §257

Patents — Source: USLM XML via OLRC

(a)A patent owner may request supplemental examination of a patent in the Office to consider, reconsider, or correct information believed to be relevant to the patent, in accordance with such requirements as the Director may establish. Within 3 months after the date a request for supplemental examination meeting the requirements of this section is received, the Director shall conduct the supplemental examination and shall conclude such examination by issuing a certificate indicating whether the information presented in the request raises a substantial new question of patentability.
(b)If the certificate issued under subsection (a) indicates that a substantial new question of patentability is raised by 1 or more items of information in the request, the Director shall order reexamination of the patent. The reexamination shall be conducted according to procedures established by chapter 30, except that the patent owner shall not have the right to file a statement pursuant to section 304. During the reexamination, the Director shall address each substantial new question of patentability identified during the supplemental examination, notwithstanding the limitations in chapter 30 relating to patents and printed publication or any other provision of such chapter.
(c)(1)A patent shall not be held unenforceable on the basis of conduct relating to information that had not been considered, was inadequately considered, or was incorrect in a prior examination of the patent if the information was considered, reconsidered, or corrected during a supplemental examination of the patent. The making of a request under subsection (a), or the absence thereof, shall not be relevant to enforceability of the patent under section 282.
(2)(A)Paragraph (1) shall not apply to an allegation pled with particularity in a civil action, or set forth with particularity in a notice received by the patent owner under section 505(j)(2)(B)(iv)(II) of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 355(j)(2)(B)(iv)(II)), before the date of a supplemental examination request under subsection (a) to consider, reconsider, or correct information forming the basis for the allegation.
(B)In an action brought under section 337(a) of the Tariff Act of 1930 (19 U.S.C. 1337(a)), or section 281, paragraph (1) shall not apply to any defense raised in the action that is based upon information that was considered, reconsidered, or corrected pursuant to a supplemental examination request under subsection (a), unless the supplemental examination, and any reexamination ordered pursuant to the request, are concluded before the date on which the action is brought.
(d)(1)The Director shall, by regulation, establish fees for the submission of a request for supplemental examination of a patent, and to consider each item of information submitted in the request. If reexamination is ordered under subsection (b), fees established and applicable to ex parte reexamination proceedings under chapter 30 shall be paid, in addition to fees applicable to supplemental examination.
(2)The Director shall issue regulations governing the form, content, and other requirements of requests for supplemental examination, and establishing procedures for reviewing information submitted in such requests.
(e)If the Director becomes aware, during the course of a supplemental examination or reexamination proceeding ordered under this section, that a material fraud on the Office may have been committed in connection with the patent that is the subject of the supplemental examination, then in addition to any other actions the Director is authorized to take, including the cancellation of any claims found to be invalid under section 307 as a result of a reexamination ordered under this section, the Director shall also refer the matter to the Attorney General for such further action as the Attorney General may deem appropriate. Any such referral shall be treated as confidential, shall not be included in the file of the patent, and shall not be disclosed to the public unless the United States charges a person with a criminal offense in connection with such referral.
(f)Nothing in this section shall be construed—
(1)to preclude the imposition of sanctions based upon criminal or antitrust laws (including section 1001(a) of title 18, the first section of the Clayton Act, and section 5 of the Federal Trade Commission Act to the extent that section relates to unfair methods of competition);
(2)to limit the authority of the Director to investigate issues of possible misconduct and impose sanctions for misconduct in connection with matters or proceedings before the Office; or
(3)to limit the authority of the Director to issue regulations under chapter 3 relating to sanctions for misconduct by representatives practicing before the Office.

Legislative History

Notes & Related Subsidiaries

Editorial Notes

References in Text

The first section of the Clayton Act, referred to in subsec. (f)(1), is classified to section 12 of Title 15, Commerce and Trade, and section 53 of Title 29, Labor. section 5 of the Federal Trade Commission Act, referred to in subsec. (f)(1), is classified to section 45 of Title 15, Commerce and Trade.

Amendments

2011—Subsec. (c)(2)(B). Pub. L. 112–29, § 20(j), struck out “of this title” after “281”.

Statutory Notes and Related Subsidiaries

Effective Date

of 2011 AmendmentAmendment by section 20(j) of Pub. L. 112–29 effective upon the expiration of the 1-year period beginning on Sept. 16, 2011, and applicable to proceedings commenced on or after that

Effective Date

, see section 20(l) of Pub. L. 112–29, set out as a note under section 2 of this title.

Effective Date

Pub. L. 112–29, § 12(c), Sept. 16, 2011, 125 Stat. 327, provided that: “The

Amendments

made by this section [enacting this section] shall take effect upon the expiration of the 1-year period beginning on the date of the enactment of this Act [Sept. 16, 2011] and shall apply to any patent issued before, on, or after that

Effective Date

.”

Reference

Citations & Metadata

Citation

35 U.S.C. § 257

Title 35Patents

Last Updated

Apr 6, 2026

Release point: 119-73