Title 42The Public Health and WelfareRelease 119-73

§289d Animals in research

Title 42 › Chapter CHAPTER 6A— - PUBLIC HEALTH SERVICE › Subchapter SUBCHAPTER III— - NATIONAL RESEARCH INSTITUTES › Part Part H— - General Provisions › § 289d

Last updated Apr 6, 2026|Official source

Summary

The Secretary, through the Director of the NIH, must create rules for how animals are cared for and treated in biomedical and behavioral research. The rules must cover the proper use of drugs and euthanasia, and proper veterinary and nursing care before and after surgery. The rules must also describe how animal care committees should be set up and run. Every research place that gets NIH research money (including NIH itself) must have an animal care committee. The chief executive picks the committee. It must have at least three members, including at least one person not connected to the place and at least one veterinarian. The committee must inspect animal areas at least twice a year, keep records, and file with the NIH Director each year a certificate that reviews were done and reports of any guideline violations that stayed after the committee told the research place. After the 12-month period beginning on November 20, 1985, applicants for NIH animal research funding must promise they follow the rules, have a committee, provide training to staff on humane care and on methods that reduce animal use or distress, and explain why animals are needed. The rules cannot force disclosure of trade secrets or private commercial or financial information.

Full Legal Text

Title 42, §289d

The Public Health and Welfare — Source: USLM XML via OLRC

(a)The Secretary, acting through the Director of NIH, shall establish guidelines for the following:
(1)The proper care of animals to be used in biomedical and behavioral research.
(2)The proper treatment of animals while being used in such research. Guidelines under this paragraph shall require—
(A)the appropriate use of tranquilizers, analgesics, anesthetics, paralytics, and euthanasia for animals in such research; and
(B)appropriate pre-surgical and post-surgical veterinary medical and nursing care for animals in such research.
(3)The organization and operation of animal care committees in accordance with subsection (b).
(b)(1)Guidelines of the Secretary under subsection (a)(3) shall require animal care committees at each entity which conducts biomedical and behavioral research with funds provided under this chapter (including the National Institutes of Health and the national research institutes) to assure compliance with the guidelines established under subsection (a).
(2)Each animal care committee shall be appointed by the chief executive officer of the entity for which the committee is established, shall be composed of not fewer than three members, and shall include at least one individual who has no association with such entity and at least one doctor of veterinary medicine.
(3)Each animal care committee of a research entity shall—
(A)review the care and treatment of animals in all animal study areas and facilities of the research entity at least semi-annually to evaluate compliance with applicable guidelines established under subsection (a) for appropriate animal care and treatment;
(B)keep appropriate records of reviews conducted under subparagraph (A); and
(C)for each review conducted under subparagraph (A), file with the Director of NIH at least annually (i) a certification that the review has been conducted, and (ii) reports of any violations of guidelines established under subsection (a) or assurances required under paragraph (1) which were observed in such review and which have continued after notice by the committee to the research entity involved of the violations.
(c)The Director of NIH shall require each applicant for a grant, contract, or cooperative agreement involving research on animals which is administered by the National Institutes of Health or any national research institute to include in its application or contract proposal, submitted after the expiration of the twelve-month period beginning on November 20, 1985—
(1)assurances satisfactory to the Director of NIH that—
(A)the applicant meets the requirements of the guidelines established under paragraphs (1) and (2) of subsection (a) and has an animal care committee which meets the requirements of subsection (b); and
(B)scientists, animal technicians, and other personnel involved with animal care, treatment, and use by the applicant have available to them instruction or training in the humane practice of animal maintenance and experimentation, and the concept, availability, and use of research or testing methods that limit the use of animals or limit animal distress; and
(2)a statement of the reasons for the use of animals in the research to be conducted with funds provided under such grant or contract.
(d)If the Director of NIH determines that—
(1)the conditions of animal care, treatment, or use in an entity which is receiving a grant, contract, or cooperative agreement involving research on animals under this subchapter do not meet applicable guidelines established under subsection (a);
(2)the entity has been notified by the Director of NIH of such determination and has been given a reasonable opportunity to take corrective action; and
(3)no action has been taken by the entity to correct such conditions;
(e)No guideline or regulation promulgated under subsection (a) or (c) may require a research entity to disclose publicly trade secrets or commercial or financial information which is privileged or confidential.

Legislative History

Notes & Related Subsidiaries

Statutory Notes and Related Subsidiaries

Prohibition on Funding of Projects Involving Use of Chimpanzees Obtained From the Wild Pub. L. 102–394, title II, § 213, Oct. 6, 1992, 106 Stat. 1812, provided that: “No funds appropriated under this Act or subsequent Departments of Labor, Health and Human Services, and Education, and Related Agencies Appropriations Acts shall be used by the National Institutes of Health, or any other Federal agency, or recipient of Federal funds on any project that entails the capture or procurement of chimpanzees obtained from the wild. For purposes of this section, the term ‘recipient of Federal funds’ includes private citizens, corporations, or other research institutions located outside of the United States that are recipients of Federal funds.” Similar provisions were contained in the following prior appropriation acts: Pub. L. 102–170, title II, § 213, Nov. 26, 1991, 105 Stat. 1127. Pub. L. 101–517, title II, § 211, Nov. 5, 1990, 104 Stat. 2209. Pub. L. 101–166, title II, § 214, Nov. 21, 1989, 103 Stat. 1178. Plan for Research Involving Animals section 4 of Pub. L. 99–158 directed Director of National Institutes of Health to establish, not later than Oct. 1, 1986, a plan for research into methods of biomedical research and experimentation which reduces the use of animals in research or which produce less pain and distress in animals to develop methods found to be valid and reliable, to train scientists in use of such methods, to disseminate information on such methods and to establish an Interagency Coordinating Committee to assist in development of the plan, prior to repeal by Pub. L. 103–43, title II, § 205(b), June 10, 1993, 107 Stat. 148. See section 283e of this title.

Reference

Citations & Metadata

Citation

42 U.S.C. § 289d

Title 42The Public Health and Welfare

Last Updated

Apr 6, 2026

Release point: 119-73