SEC Huddles in Secret: Enforcement Talks Behind Closed Doors
Published Date: 2/24/2025
Notice
Summary
The SEC is holding a closed meeting on February 27, 2025, to discuss important legal and enforcement actions. This affects SEC commissioners and select staff, with no public access or direct cost changes. The meeting may shift if priorities change, so stay tuned on the SEC website for updates!
No Economic Impacts Identified for this Document
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-12163 — The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!
2026-10373 — Registered Offering Reform
The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.
2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.
2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!
2026-13521 — Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to the Exchange's Treatment of Trade Reports
NYSE Texas just rolled out a new policy to handle trade reports that don’t match the usual market prices. This change affects traders and investors by making sure weird or off-price trades don’t mess up the market’s true picture. The policy is effective immediately, helping keep trading fair and clear without any extra costs.
2026-13532 — Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Starting now, NYSE American is changing how it charges fees and gives rebates for manual options trades. Market Makers will see updated fees on non-Penny stocks, and Floor Brokers will get new rebates when they trade with Market Makers on the floor. These changes kick in immediately and could affect how much traders pay or earn during manual transactions.
Previous / Next Documents
Previous: 2025-03041 — Sunshine Act Meetings
The Nuclear Regulatory Commission (NRC) is sharing its public meeting schedule for late February through March 2025, with most weeks having no meetings except a couple in early March. These meetings are open to everyone, either in person or online, and the NRC is ready to help anyone needing special accommodations. No new costs or major changes are announced, but staying informed is easy and encouraged!
Next: 2025-02986 — Prompt Payment Interest Rate; Contract Disputes Act
Starting January 1, 2025, through June 30, 2025, the interest rate for late government payments is set at 4.625% per year. This means if the government pays contractors late, they owe this extra money. Contractors and agencies should note this rate to keep payments fair and on time!