NYSE National Revives Lost 2018 Rules After Oversight Oops
Published Date: 3/4/2025
Notice
Summary
NYSE National is bringing back a set of rules from 2018 that help members appeal decisions they don’t agree with, like losing their trading privileges. This change affects traders and firms on the exchange and takes effect immediately, making the process clearer and fairer without any new fees. The SEC is open to feedback for the next 60 days, so everyone has a chance to weigh in.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
Reinstates Exchange Appeal Process
The NYSE National filed a new Rule 10.7000 Series on February 18, 2025 to restore rules governing review and appeal of adverse actions (for example, losing trading privileges) that were inadvertently deleted in 2018. The change takes effect immediately, applies to exchange members and ETP Holders (traders and firms), and is implemented with no new fees; the SEC is accepting comments for 60 days through March 25, 2025.
Your PRIA Score
Personalized for You
How does this regulation affect your finances?
Sign up for a PRIA Policy Scan to see your personalized alignment score for this federal register document and every other regulation we track. We analyze your financial profile against policy provisions to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-12163 — The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!
2026-10373 — Registered Offering Reform
The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.
2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.
2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!
2026-12162 — Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Fees and Rebates Applicable to Transactions in Non-Penny Classes
MIAX PEARL is shaking up its fees and rebates for trading non-penny options starting now! Priority customers get bigger rebates, market makers see some rebate boosts but pay higher fees when taking liquidity, and other traders face adjusted fees too. These changes affect anyone trading non-penny options on MIAX PEARL and kick in immediately, so watch your wallet and trading strategy!
2026-12195 — Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Regulation 14A (Commission Rules 14a-1 Through 14a-21 and Schedule 14A)
The SEC is asking to keep using and extend a set of rules (Regulation 14A) that help companies share important info with shareholders before big votes. This update also lets the Federal Reserve use the same forms, making things simpler for both agencies. No new costs or big changes for companies, but the paperwork approval is up for renewal soon.
Previous / Next Documents
Previous: 2025-03415 — Product Change-Priority Mail Express, Priority Mail, and USPS Ground Advantage® Negotiated Service Agreement
The Postal Service is teaming up with a partner to offer special deals on Priority Mail Express, Priority Mail, and USPS Ground Advantage® shipping. This new contract means customers could see fresh pricing options soon, making sending packages easier and possibly cheaper. Keep an eye out for these changes as they roll out!
Next: 2025-03417 — Product Change-Priority Mail and USPS Ground Advantage® Negotiated Service Agreement
The Postal Service is teaming up with a business to offer special deals on Priority Mail and USPS Ground Advantage® shipping. This new agreement means customers can get better prices and faster service starting soon. If you ship packages, keep an eye out for these cool changes that could save you money and time!