SEC's DOJ Handover Policy: Criminal Cases Get Fast-Tracked
Published Date: 6/20/2025
Rule
Summary
The SEC just rolled out a clear plan for when to send possible criminal cases to the Department of Justice. This affects SEC staff who investigate rule-breaking and helps them decide faster and smarter about criminal referrals. No big money changes yet, but it speeds up how serious cases get handled.
No Economic Impacts Identified for this Document
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