CFTC Renews Swap Trading Info Collection: Business as Usual
Published Date: 7/3/2025
Notice
Summary
The CFTC wants to keep collecting info from swap trading platforms to make sure swaps are available to trade fairly. This affects swap execution facilities and designated contract markets, with no new costs or big changes, just a renewal. You’ve got 60 days to share your thoughts before they decide!
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Related Federal Register Documents
2026-14509, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Starting August 17, 2026, swap dealers and big swap players get some margin rule relief! New rules say certain new investment funds won’t have to exchange initial margin for up to three years, and more types of money market funds can now count as good collateral. Plus, the rules tweak how much value gets discounted on some assets, making it easier and cheaper to trade uncleared swaps.
2026-16631, Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0005
The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the information collections associated with the rules relating to the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) and monthly reporting by futures commission merchants.
2026-16040, Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
The Commodity Futures Trading Commission (CFTC) wants to keep collecting info from traders and accounts to better track who’s who in the futures and swaps markets. They’re asking for public feedback by October 5, 2026, before renewing these reporting forms. If you’re involved in trading, this affects you, but no new fees or big changes are planned—just a smooth continuation of current rules.
2026-16074, Agency Information Collection Activities: Notice of Intent to Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
The Commodity Futures Trading Commission ("Commission") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the proposed extension of the existing collection of information relating to Cleared Swaps Customer Collateral.
2026-15948, Conflicts and Affiliations
The Commodity Futures Trading Commission ("CFTC" or "Commission") is proposing new rules and amendments to its existing regulations for futures commission merchants ("FCMs"), swap execution facilities ("SEFs"), designated contract markets ("DCMs"), and derivatives clearing organizations ("DCOs") (the "Proposal"). The Proposal addresses requirements relating to financial oversight of FCMs by self-regulatory organizations ("SROs") and designated self- regulatory organizations ("DSROs"), as well as disclosure requirements by FCMs regarding affiliate relationships that an FCM has with a SEF, DCM, or DCO. For SEFs, DCMs, and DCOs, the Proposal would also establish requirements, including conflicts of interest rules, to address those registered entities' relationships with certain affiliates, such as FCM affiliates and affiliated principal trading firms. The Proposal includes guidance regarding the implementation of safeguards to protect the impartiality of SEFs, DCMs, and DCOs, including where applicable in their role as SROs or performing SRO functions with respect to certain affiliates. The guidance addresses the sharing of resources including staffing, technology, and office space, and limitations on the sharing of non-public information.
2026-15216, Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
On June 25, 2026, the Commodity Futures Trading Commission ("Commission" or "CFTC") published in the Federal Register a request for comment ("RFC") titled "Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities." The comment period for the RFC was set to close on July 27, 2026. The Commission is extending the comment period for this RFC by an additional thirty days. In addition to the questions set forth in the RFC, the Commission is further requesting comment on the self- certified 24/7 oil contract listed by Chicago Mercantile Exchange's ("CME's") New York Mercantile Exchange, Inc. ("NYMEX") on July 8, 2026 and that the Commission stayed on July 9, 2026.
Previous / Next Documents
Previous: 2025-12399, Agency Information Collection Activities: Submission for OMB Review; Comment Request
CMS wants your thoughts on their plan to collect info from the public again. This is a chance to share how much time or effort it might take and suggest ways to make it easier. If you’re involved with Medicare or Medicaid, your input can help shape how this info is gathered—no money changes yet, but your feedback matters now!
Next: 2025-12401, Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0017, Market Surveys
The CFTC wants to keep collecting info through market surveys and is asking the public to share their thoughts for the next 60 days. This affects anyone involved in market investigations and helps the agency keep things fair and clear. No big changes or costs are expected, just a smooth renewal of the current process.