SEC Extends Quick Certification for Exchange-Listed Securities
Published Date: 7/22/2025
Notice
Summary
The SEC wants to keep collecting info from companies that prove their securities are approved for trading on an exchange. This paperwork takes about 30 minutes per filing, with around 1,066 filings each year, but it doesn’t cost companies extra since they handle it themselves. The SEC is asking for comments by September 22, 2025, to make sure this process stays useful and easy.
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Previous / Next Documents
Previous: 2025-13716, Proposed Collection; Comment Request; Extension: Form 18-K-Annual Report
The SEC wants to keep using Form 18-K, an annual report that foreign governments with U.S. securities must file. About 37 groups spend around 8 hours each year filling it out, with no extra costs involved. The SEC is asking for public comments by September 22, 2025, to make sure this form stays useful and easy to handle.
Next: 2025-13718, Proposed Collection; Comment Request; Extension: Rule 19b-4(e)
The SEC is asking for comments to extend a rule that lets stock exchanges list new derivative products quickly without extra paperwork, as long as they share key info online within five days. This affects 28 national exchanges, who spend about 2,626 hours and $189,000 yearly to comply. The rule helps keep trading transparent and up-to-date, with no changes to costs or deadlines proposed.