SEC Extends Rule Keeping Broker Records Stateside
Published Date: 8/28/2025
Notice
Summary
The SEC is asking to keep Rule 17a-7, which makes non-U.S. broker-dealers keep their important business records in the U.S. and tell the SEC where to find them. About 53 firms spend roughly an hour a year on this, costing around $18,000 total. This extension keeps things running smoothly with no big changes or extra costs.
No Economic Impacts Identified for this Document
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