SEC Hits Pause on Commodity Trust Options Trading

2026-12163 — The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!

2026-10373 — Registered Offering Reform

The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.

2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.

2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!

2026-13824 — Datum One Series Trust and Polar Capital LLP

Datum One Series Trust and Polar Capital LLP want to create a new kind of investment fund that offers both exchange-traded shares (like ETFs) and regular mutual fund shares all in one fund. This change could make investing easier and more flexible for people using these funds. If no one asks for a hearing by July 31, 2026, the SEC will likely approve this new setup soon.

2026-13816 — Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b9-1

The SEC is asking for comments to extend a rule that affects brokers and dealers who trade stocks. If they trade off an exchange they belong to, they usually have to join a special group called an Association, but some exceptions apply. This keeps trading fair and safe without adding extra costs or paperwork for most folks.

Previous: 2025-17240 — Notice of Public Meeting of the Alaska Advisory Committee to the U.S. Commission on Civil Rights

The Alaska Advisory Committee to the U.S. Commission on Civil Rights is holding a virtual meeting on September 19, 2025, to talk about a new project proposal. This meeting affects Alaskans interested in civil rights and how the committee plans to move forward. No money changes are involved, but it’s a key step in shaping future civil rights work in Alaska.

Next: 2025-17242 — Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Certain Initial Listing Requirements for de-SPAC Transactions

Nasdaq is updating its rules to make it easier for companies that merge with SPACs (special purpose acquisition companies) to get listed. This change treats these de-SPAC deals the same whether they trade over-the-counter or on Nasdaq, helping companies list faster and smoother. The new rules kick in once the SEC approves the registration, with no extra fees announced yet.