CFTC Undergoes Routine Paperwork Burden Review
Published Date: 9/17/2025
Notice
Summary
Heads up! The government is checking on some paperwork rules to make sure they’re not asking for too much info or wasting your time. This review affects anyone who has to fill out official forms and could lead to simpler, faster processes without extra costs. The Office of Management and Budget is on the case now, so changes might roll out soon!
No Economic Impacts Identified for this Document
Personalized for You
How does this regulation affect your finances?
Personalize government policy and PRIA will tell you what this federal register document means for your household, plus every other regulation we track. PRIA reads each provision against your financial profile to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-14509, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Starting August 17, 2026, swap dealers and big swap players get some margin rule relief! New rules say certain new investment funds won’t have to exchange initial margin for up to three years, and more types of money market funds can now count as good collateral. Plus, the rules tweak how much value gets discounted on some assets, making it easier and cheaper to trade uncleared swaps.
2026-16876, Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0059: Part 41, Relating to Security Futures Products
The Commodity Futures Trading Commission ("Commission" or "CFTC") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on collection requirements relating to security futures products.
2026-16631, Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0005
The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the information collections associated with the rules relating to the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) and monthly reporting by futures commission merchants.
2026-16040, Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0103, Ownership and Control Reports, Forms 102/102S, 40/40S, and 71 (Trader and Account Identification Reports)
The Commodity Futures Trading Commission (CFTC) wants to keep collecting info from traders and accounts to better track who’s who in the futures and swaps markets. They’re asking for public feedback by October 5, 2026, before renewing these reporting forms. If you’re involved in trading, this affects you, but no new fees or big changes are planned—just a smooth continuation of current rules.
2026-16074, Agency Information Collection Activities: Notice of Intent to Extend Collection 3038-0091: Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
The Commodity Futures Trading Commission ("Commission") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the proposed extension of the existing collection of information relating to Cleared Swaps Customer Collateral.
2026-15948, Conflicts and Affiliations
The Commodity Futures Trading Commission ("CFTC" or "Commission") is proposing new rules and amendments to its existing regulations for futures commission merchants ("FCMs"), swap execution facilities ("SEFs"), designated contract markets ("DCMs"), and derivatives clearing organizations ("DCOs") (the "Proposal"). The Proposal addresses requirements relating to financial oversight of FCMs by self-regulatory organizations ("SROs") and designated self- regulatory organizations ("DSROs"), as well as disclosure requirements by FCMs regarding affiliate relationships that an FCM has with a SEF, DCM, or DCO. For SEFs, DCMs, and DCOs, the Proposal would also establish requirements, including conflicts of interest rules, to address those registered entities' relationships with certain affiliates, such as FCM affiliates and affiliated principal trading firms. The Proposal includes guidance regarding the implementation of safeguards to protect the impartiality of SEFs, DCMs, and DCOs, including where applicable in their role as SROs or performing SRO functions with respect to certain affiliates. The guidance addresses the sharing of resources including staffing, technology, and office space, and limitations on the sharing of non-public information.
Previous / Next Documents
Previous: 2025-17978, Agency Information Collection Activity: VA Acquisition Regulation Clause 852.211-72, Technical Industry Standards
The VA wants your thoughts on updating a rule about technical standards in their contracts. This affects businesses working with the VA and aims to keep info collection clear and easy. You’ve got 60 days to share your feedback—no extra costs or big changes, just smoother paperwork!
Next: 2025-17980, Agency Information Collection Activity under OMB Review: Certification of Loan Disbursement, Request for Verification of Employment and Request for Verification of Deposit
The Veterans Benefits Administration is updating forms that help verify loan payments, jobs, and bank accounts for veterans. This means veterans and lenders might see some changes in paperwork soon, but no big costs or delays are expected. The government is making sure these forms stay easy to use and don’t waste anyone’s time.