Standalone Swap Dealers Get Paperwork Extension Without New Burdens
Published Date: 9/19/2025
Notice
Summary
The SEC is asking to keep collecting info from certain nonbank swap dealers to make sure they manage risks and follow money rules properly. These dealers must keep their risk models updated, notify the SEC about big equity moves, and file loan agreements ahead of time. This extension keeps the process smooth with no new costs or deadlines, helping protect the market and investors.
No Economic Impacts Identified for this Document
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Previous / Next Documents
Previous: 2025-18116, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Rule 18a-2
The SEC is asking to keep a rule that makes certain big financial players (nonbank major security-based swap participants) keep enough money and strong risk controls. This affects up to 5 companies, who’ll spend about 2,000 hours each setting up these safety systems. The rule’s paperwork and review process will continue for another 3 years, helping keep the market safer without new costs.
Next: 2025-18118, Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form 13F
The SEC is asking to keep using Form 13F, which big investment managers must file every quarter to report their stock holdings worth $100 million or more. They updated the form to require electronic filing for confidential requests and added new info fields to keep things clear and modern. This keeps the system running smoothly without extra costs or delays for investors and the SEC.