2025-18969Notice

OCC Delays Rule on Guaranty Payments in Risk Checks

Published Date: 9/30/2025

Notice

Summary

The Options Clearing Corporation (OCC) wants to change how it handles a special cash payment in its risk checks, especially if a big participant defaults. This affects financial firms that rely on OCC’s safety nets and could impact how risks are managed but doesn’t involve new costs right now. The SEC is taking extra time to review this rule change carefully, pushing the decision past the original October 30, 2025 deadline.

No Economic Impacts Identified for this Document

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Key Dates

Published Date
Effective Date
9/30/2025
12/14/2025

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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