CFTC Asks Traders to Weigh In on New Paperwork Plans
Published Date: 12/9/2025
Notice
Summary
The Commodity Futures Trading Commission is asking for public feedback on a new information collection plan that could affect traders and companies. They want to make sure the paperwork isn’t too much of a hassle and are open to comments until January 8, 2026. This review helps keep things fair and clear without costing too much time or money.
Analyzed Economic Effects
1 provisions identified: 0 benefits, 1 costs, 0 mixed.
Swap Dealers Face Heavy Recordkeeping
Swap dealers (SDs) and major swap participants (MSPs) must develop and retain written swap trading relationship documentation and end user exception documentation, and maintain records for swap confirmation, portfolio reconciliation, and portfolio compression. The information collection is mandatory and the Commission estimates 108 respondents will each spend an average of 7,324.5 hours, for a total annual burden of 791,046 hours. The Commission is seeking public comments on the extension of this collection through January 8, 2026.
Personalized for You
How does this regulation affect your finances?
Personalize government policy and PRIA will tell you what this federal register document means for your household, plus every other regulation we track. PRIA reads each provision against your financial profile to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-19290, Privacy Act Regulations
The Commodity Futures Trading Commission (CFTC) is reopening the comment period for its proposed Privacy Act rule changes, which affect how insider risk program records are handled. This gives everyone 10 more days, until October 1, 2026, to share their thoughts. No new costs or deadlines beyond this extension are involved, but it’s a key chance to weigh in on privacy protections.
2026-14509, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Starting August 17, 2026, swap dealers and big swap players get some margin rule relief! New rules say certain new investment funds won’t have to exchange initial margin for up to three years, and more types of money market funds can now count as good collateral. Plus, the rules tweak how much value gets discounted on some assets, making it easier and cheaper to trade uncleared swaps.
2026-05635, Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
Starting March 23, 2026, the SEC and CFTC are making it clear that some crypto assets and transactions must follow federal securities laws. This means crypto companies and investors need to play by new rules to keep things fair and safe. Expect more transparency and possible costs for compliance as the government steps up oversight in the crypto world.
2026-20446, Agency Information Collection Activities Under OMB Review
The Commodity Futures Trading Commission is asking for public feedback on a new paperwork plan that affects traders and companies dealing with futures. They want to make sure the info they collect is useful and not too costly or time-consuming. You’ve got until November 5, 2026, to share your thoughts online or by mail—so don’t miss out!
2026-19338, Agency Information Collection Activities: Notice of Intent To Extend
The Commodity Futures Trading Commission (CFTC) wants to keep collecting info about off-exchange foreign currency trades and is asking the public to share their thoughts. This is a routine renewal with no new fees or big changes, but comments are due by November 23, 2026. If you’re involved in these currency transactions, this is your chance to speak up!
2026-19006, Whistleblower Award Determination
The Commodity Futures Trading Commission is updating its whistleblower rules to make the award process faster, clearer, and fairer for people who report wrongdoing. These changes, effective October 16, 2026, also fix some technical details and reflect the Whistleblower Office’s move to a new department. Whistleblowers can expect a smoother experience and better protection when helping keep markets honest.
Previous / Next Documents
Previous: 2025-22336, Oppenheimer & Co. Inc., et al.; Notice of Application and Temporary Order December 5, 2025
Oppenheimer & Co. and Advantage Advisers asked for a temporary break from a court order that could affect their business. The SEC gave them a temporary green light while it decides on a permanent solution. This means their work can keep going smoothly for now, but a final decision is coming soon, with a deadline for hearing requests by the end of December 2025.
Next: 2025-22341, Florida Gas Transmission Company, LLC; Notice of Request Under Blanket Authorization and Establishing Intervention and Protest Deadline
Florida Gas Transmission Company wants to lower the pressure limits on its West Palm Beach gas delivery system to keep things safe and run smoother. This change won’t involve building anything new but helps them follow safety rules and operate better. If you’re interested, you have until a set deadline to speak up or get involved.