2026-04435Notice

SEC Keeps Rules for Tracking Stolen Securities Alive

Published Date: 3/6/2026

Notice

Summary

The SEC is asking to keep the rules for how certain financial institutions store and keep records about lost or stolen securities for three more years. This affects banks, brokers, dealers, and others who must save reports and agreements to help track missing securities and prove they’re following the rules. It takes about 33 minutes per institution each year, costing roughly $50 per hour in clerical work, with no big changes or new costs planned.

No Economic Impacts Identified for this Document

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Key Dates

Published Date
3/6/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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