Investment Funds Push for Co-Op Deal Making

2026-12163 — The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!

2026-10373 — Registered Offering Reform

The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.

2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.

2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!

2026-13521 — Self-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to the Exchange's Treatment of Trade Reports

NYSE Texas just rolled out a new policy to handle trade reports that don’t match the usual market prices. This change affects traders and investors by making sure weird or off-price trades don’t mess up the market’s true picture. The policy is effective immediately, helping keep trading fair and clear without any extra costs.

2026-13532 — Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions

Starting now, NYSE American is changing how it charges fees and gives rebates for manual options trades. Market Makers will see updated fees on non-Penny stocks, and Floor Brokers will get new rebates when they trade with Market Makers on the floor. These changes kick in immediately and could affect how much traders pay or earn during manual transactions.

Previous: 2026-05823 — Alaska Native Claims Selection

The Bureau of Land Management is officially approving land ownership transfers to Ahtna, Incorporated, an Alaska Native regional corporation, including both surface and subsurface rights near Cantwell, Alaska. This decision affects local Native groups and allows appeals within a set deadline. It’s a key step in honoring Native land claims under a historic law, with no immediate money changes but important for land control and future use.

Next: 2026-05825 — Pacer Funds Trust and Pacer Advisors, Inc.

Pacer Funds Trust and Pacer Advisors want permission to change their subadvisory agreements without asking shareholders every time and to keep some fee details private. This means they can act faster and keep some info under wraps, but folks can ask for a hearing by April 17, 2026. If approved, it could speed up how these funds manage their advisors and fees.