2026-06236Notice

SEC Seeks Input on Broker Money Rules Extension

Published Date: 4/1/2026

Notice

Summary

The SEC is asking for comments to keep a rule that makes sure brokers always have enough money to pay their customers. This rule affects broker-dealers and costs them about $134,000 and 67,773 hours each year to follow. You’ve got until June 1, 2026, to share your thoughts on how to make this process better or easier!

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Key Dates

Published Date
4/1/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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