SEC Seeks to Keep Adviser Withdrawal Form Filing Rules
Published Date: 4/1/2026
Notice
Summary
The SEC is asking to keep the rules that require investment advisers to file a form (ADV-W) when they stop or pause their registration. This helps the SEC and the public know who’s in or out of the game. It affects about 1,500 advisers yearly, takes less than an hour to file, and keeps paperwork clear and simple.
No Economic Impacts Identified for this Document
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