2026-06351Notice

FINRA Tweaks Odd-Lot Quotes: Bureaucracy Meets Small Stock Trades

Published Date: 4/2/2026

Notice

Summary

FINRA is updating a rule to change how its Alternative Display Facility (ADF) shares odd-lot stock quotes, following new SEC rules. This affects FINRA members who display or trade these small stock orders, making sure info spreads correctly and quickly. The change is effective immediately, helping markets stay fair and clear without extra costs.

No Economic Impacts Identified for this Document

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Key Dates

Published Date
4/2/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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