2026-06365Notice

SEC Eases Collateral Rules for Borrowing Customer Securities

Published Date: 4/2/2026

Notice

Summary

The SEC just gave broker-dealers more freedom on what they can use as collateral when borrowing customer securities, like stocks, from big investors. This change helps them manage risks better and keeps things safe for everyone involved. It starts right away and could affect how broker-dealers handle their money and loans.

No Economic Impacts Identified for this Document

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Key Dates

Effective Date
Published Date
3/30/2026
4/2/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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