Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Published Date: 4/17/2026
Notice
Summary
The SEC plans to cancel the registrations of certain investment advisers who no longer qualify under updated rules or aren’t actively in business. If you’re on the list, your registration could be canceled after May 11, 2026, unless you ask for a hearing by then. This means some advisers might lose their official status, so watch the deadline and act if you want to keep your registration.
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