FINRA Goes Digital for Information Requests to Members
Published Date: 4/30/2026
Notice
Summary
FINRA is updating its rule to send information and testimony requests electronically through its FINRA Gateway to member firms. This change affects all FINRA members and makes communication faster and more efficient, with no extra costs involved. The new rule is effective immediately as of April 20, 2026.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
FINRA Sends 8210 Requests Electronically
FINRA will deliver Rule 8210 requests for information and testimony to member firms electronically through FINRA Gateway instead of mailing to a firm's last known business address. The change is effective as of April 20, 2026 with an implementation date of May 26, 2026. FINRA says this will speed communications and eliminate mail-handling costs, though firms that prefer paper may need to print requests and outside counsel without Gateway access may spend a small amount of time setting up access.
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Key Dates
Department and Agencies
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