NYSE Texas Amends ICE Corporate Certificate for Compliance
Published Date: 6/3/2026
Notice
Summary
NYSE Texas is updating the official rules for Intercontinental Exchange (ICE) to include new regulations about special trading platforms called security-based swap execution facilities (SBSEFs). These changes are mostly technical and won’t cost anyone extra or change how the company is formed. The update took effect right after filing on May 20, 2026, so ICE is ready to roll with the new rules now!
Analyzed Economic Effects
2 provisions identified: 0 benefits, 2 costs, 0 mixed.
20% Voting Cap for SBSEF Members
If you are an SBSEF Member, you (alone or with related persons) may not vote more than 20% of any class of the corporation's voting power (the "SBSEF Voting Limitation"). This voting cap became effective upon filing on May 20, 2026, and any votes cast in excess of 20% will be disregarded.
20% Ownership Limit and Forced Repurchase at Par
If you are an SBSEF Member, you (alone or with related persons) may not beneficially own 20% or more of any class of voting securities (the "SBSEF Concentration Limitation"). If ownership exceeds 20%, the SBSEF Member must promptly sell, and the corporation must promptly purchase, enough shares at par value so that the SBSEF Member owns less than 20%; repurchased shares become treasury shares.
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The New York Stock Exchange is updating the official papers of its parent company, Intercontinental Exchange (ICE), to include new rules about special trading platforms called security-based swap execution facilities (SBSEFs). These changes are mostly technical and won’t affect how the Exchange operates or cost anyone money. The update took effect right away after filing on May 20, 2026.
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