SEC Corrects Broker-Dealer Form Errors in Small Paperwork Cleanup
Published Date: 6/25/2026
Rule
Summary
The SEC fixed some small but important mistakes on Form X-17A-5 Part IIA, which broker-dealers use to report financial info. These changes clean up wrong references, mislabeled lines, and confusing wording to make the form clearer and easier to use. The updates take effect June 25, 2026, and won’t cost firms extra money—just smoother paperwork!
No Economic Impacts Identified for this Document
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