2026-13493NoticeWallet

Blue Tractor ETF Wants Slightly More Investment Options

Published Date: 7/6/2026

Notice

Summary

Blue Tractor ETF Trust wants to update its investment rules to include more types of financial instruments, giving its funds more ways to grow your money. This change affects investors in their funds and could open up new opportunities starting soon. If anyone wants a hearing about this, they need to ask by July 27, 2026.

Analyzed Economic Effects

4 provisions identified: 4 benefits, 0 costs, 0 mixed.

Funds May Invest in More Instruments

Blue Tractor ETFs may expand the types of instruments they hold to include fixed income securities, foreign investments that do not trade contemporaneously with Shares, and derivatives (these are called “Amended Order Investments”). This change would let the Funds use those additional instruments alongside their existing permitted investments.

Two-Sleeve Structure with Daily Disclosures

Each Fund would hold two sleeves: a Semi-Transparent Sleeve (Prior Order Investments) and a Fully-Transparent Sleeve (Amended Order Investments). The Fully-Transparent Sleeve must publish daily, on the fund's website and free of charge, all Amended Order Investments held as of the end of the prior Business Day in accordance with Rule 6c-11(c)(1)(i).

No Short Exposure in New Investments

Applicants represent that any Fund that invests in Amended Order Investments will not engage in short sales or hold short positions in those Amended Order Investments, and any derivatives in the Fully-Transparent Sleeve will not be used to obtain short exposure.

Three-Year Monitoring Triggered by New Investments

A Fund will become subject to a Three-Year Requirement—during which the Adviser must monitor Tracking Error, premiums/discounts, and trading spreads and call a Board meeting if Board-approved thresholds are exceeded—on the date the Fund first acquires Amended Order Investments.

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Key Dates

Published Date
7/6/2026

Department and Agencies

Department
Independent Agency
Agency
Securities and Exchange Commission
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