SEC Extends Rule for Clearing Agency Registration
Published Date: 7/9/2026
Notice
Summary
The SEC is asking for comments on extending a rule and form that clearing agencies use to register and update their info. This affects clearing agencies, who spend a lot of time (up to 651 hours!) filling out these forms because of new tech and market changes. The SEC wants to keep making sure these agencies follow the rules and stay transparent, with about 3 new applications and 10 updates each year.
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Key Dates
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Previous / Next Documents
Previous: 2026-13816 — Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15b9-1
The SEC is asking for comments to extend a rule that affects brokers and dealers who trade stocks. If they trade off an exchange they belong to, they usually have to join a special group called an Association, but some exceptions apply. This keeps trading fair and safe without adding extra costs or paperwork for most folks.
Next: 2026-13818 — Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Form 20-F
The SEC is asking for feedback to keep using Form 20-F, which foreign companies file yearly to share important info with investors. About 1,029 companies spend lots of time and money—over 660 hours and $1.19 million each—to complete this form. The SEC wants to make sure the form stays useful and not too hard to fill out, so they’re inviting comments before extending approval.