Fund Seeks to Pay Advisers With Its Own Shares

2026-12163 — The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS

The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!

2026-10373 — Registered Offering Reform

The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.

2026-10222 — Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies

The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.

2026-07651 — Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources

The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!

2026-14106 — Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Its Complex Order Book Data Feed

Cboe Exchange is updating the fees for its Complex Order Book Data Feed, especially changing the Retail Broker Waiver Program based on customer feedback. This means brokers using this data feed might see new fee rules starting right away. The goal is to keep things fair and clear for everyone using Cboe’s data services.

2026-14104 — Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the Silexx Logical Port Fee Waiver in the Fee Schedule in Accordance With SEC Exemptive Relief Issued

Starting July 1, 2026, Cboe Exchange is ending the free ride on the Silexx logical port fee—meaning traders will now pay this fee like usual. This change affects anyone using these ports to connect and could add a bit to their costs. The update is official and effective immediately, so no more fee waivers from now on!

Previous: 2026-14089 — Elevation Series Trust and CresAlta Investment Management, Inc.

Elevation Series Trust and CresAlta Investment Management want permission to change their subadvisory agreements without asking shareholders every time. They’re also asking to skip some usual fee disclosures about these subadvisers. If approved, this will speed up their management process without extra costs to investors, with a decision expected by early August 2026.

Next: 2026-14093 — Notice of OFAC Sanctions Action

The U.S. Treasury’s Office of Foreign Assets Control (OFAC) updated the details for a person already on its sanctions blacklist on April 24, 2026. This means their property under U.S. control stays frozen, and no one can do business with them. These changes keep the sanctions sharp and clear, helping protect U.S. interests without delay.