SEC Seeks Comments on Regulation M Paperwork Burden
Published Date: 7/20/2026
Notice
Summary
The SEC is asking for comments on extending the paperwork rules for Rule 101 of Regulation M, which stops certain people from buying securities during specific times to keep things fair. About 2,110 folks follow these rules, spending around 25.8 hours and $3,430 each year to comply. The SEC wants to make sure the rules still make sense and aren’t too much work for everyone involved.
No Economic Impacts Identified for this Document
Personalized for You
How does this regulation affect your finances?
Personalize government policy and PRIA will tell you what this federal register document means for your household, plus every other regulation we track. PRIA reads each provision against your financial profile to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-12163, The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!
2026-10373, Registered Offering Reform
The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.
2026-10222, Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.
2026-07651, Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!
2026-14746, Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule General 8 Regarding Intrafirm Cabinet Connectivity
Nasdaq PHLX is updating its rules to clearly include non-contiguous intrafirm cabinet connectivity as part of its fiber connectivity services and is changing the fees for this service. This affects firms using Nasdaq’s data center connections, making the rules clearer and the pricing more transparent. The changes took effect immediately on July 9, 2026, so firms should review their costs and connections now.
2026-14743, Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified and Superseded by Amendment No. 1, To Amend Its Rules Related to Binary Options
Cboe Exchange is updating its rules to let traders buy and sell binary options on any index it already offers, with new morning and afternoon settlement times. They’re also changing position limits to apply per expiration date, making trading clearer and more flexible. These changes kick in quickly and could affect how much money traders can risk on these options.
Previous / Next Documents
Previous: 2026-14529, Notice of Mississippi River Commission Public Meetings for Fall 2026
The Mississippi River Commission is holding public meetings this fall at four river cities to talk about important projects and issues along the Mississippi River. If you live near the river or care about its future, these meetings are your chance to share ideas and hear updates. The meetings happen in August 2026 on a special boat, so mark your calendar and get ready to join the conversation!
Next: 2026-14531, Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 17a-4(b)(17)
The SEC is asking broker-dealers to keep written proof of their risk checks for certain securities for at least three years, with the first two years easy to access. This rule helps the SEC review these records during exams and doesn’t add big costs, just some time to keep things organized. If new firms start using this rule, they’ll spend about 25 hours updating their systems to comply.