Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 15c1-5
Published Date: 7/28/2026
Notice
Summary
No summary available.
Analyzed Economic Effects
1 provisions identified: 1 benefits, 0 costs, 0 mixed.
Broker-Dealer Must Disclose Control
Under Rule 15c1-5 (17 CFR 240.15c1-5), if a broker-dealer is controlled by, controls, or is under common control with the issuer of a security you are buying or selling, the broker-dealer must give you a written notice disclosing that control relationship. The notice must be provided at or before completion of the transaction.
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Previous / Next Documents
Previous: 2026-15177, Information Collection Being Reviewed by the Federal Communications Commission
As part of its continuing effort to reduce paperwork burdens, and as required by the Paperwork Reduction Act (PRA) of 1995, the Federal Communications Commission (FCC or the Commission) invites the general public and other Federal agencies to take this opportunity to comment on the following information collection. Comments are requested concerning: whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; the accuracy of the Commission's burden estimate; ways to enhance the quality, utility, and clarity of the information collected; ways to minimize the burden of the collection of information on the respondents, including the use of automated collection techniques or other forms of information technology; and ways to further reduce the information collection burden on small business concerns with fewer than 25 employees.
Next: 2026-15179, SJI Board of Directors Meeting, Notice
The purpose of this meeting is to consider grant applications for the 4th quarter of FY 2026, and other business.