SEC nods at Baillie Giffords funds, details MIA.
Published Date: 8/3/2026
Notice
Summary
No summary available.
Analyzed Economic Effects
2 provisions identified: 0 benefits, 0 costs, 2 mixed.
Funds May Offer ETF and Mutual Classes
The applicants ask the SEC for an Order that would let a registered open-end fund offer one class of exchange-traded shares (called ETF Shares) and one or more classes that are not exchange-traded (called Mutual Fund Shares) within the same fund. The application was filed on July 2, 2026.
Request to Use Rule 6c-11 ETF Operations
The application requests relief to allow the Multi-Class ETF Funds to operate using standard ETF procedures consistent with Rule 6c-11 (described in the filing as 'ETF Operational Relief'). This is part of the broader request for an Order covering Multi-Class ETF Funds.
Personalized for You
How does this regulation affect your finances?
Personalize government policy and PRIA will tell you what this federal register document means for your household, plus every other regulation we track. PRIA reads each provision against your financial profile to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-12163, The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
The SEC wants to scrap some old rules that stop stocks from being traded at worse prices and prevent confusing market quotes. This change affects stock traders and exchanges, aiming to simplify trading and possibly speed things up. If you want to share your thoughts, you’ve got until August 17, 2026, so don’t miss out!
2026-10373, Registered Offering Reform
The SEC wants to make it easier and cheaper for more companies to sell their stocks and bonds to the public. They’re opening up special forms and benefits to more businesses, updating rules to be more modern, and cutting red tape by overriding some state rules. If you’re a company planning to raise money, these changes could speed things up and save you money, with feedback due by July 27, 2026.
2026-10222, Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
The SEC is making it easier for companies that report their finances by simplifying their categories into just two groups: big and small filers. Smaller companies, including emerging growth ones, will get more time to file reports and enjoy simpler rules, while big companies keep stricter standards. These changes aim to save time and money, with feedback open until July 20, 2026.
2026-07651, Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
The SEC wants your thoughts on how it tracks stock market trades using the Consolidated Audit Trail and other data tools. They’re thinking about updating rules to keep up with new tech, privacy, and security needs, and to make sure the system is fair and cost-effective. If you’re involved in the stock market or data tracking, speak up by June 22, 2026!
2026-15616, Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq General 4, Rule 1210
Nasdaq is speeding up how soon people can retake certain FINRA exams by shortening the waiting times. This change helps traders and professionals get back on track faster without extra costs or delays. The new rule is effective immediately, making it easier for those involved in the stock market to stay qualified and active.
2026-15615, In the Matter of Nasdaq PHLX LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Approving, on an Accelerated Basis, a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Nasdaq Bitcoin Index Options
The SEC is reviewing Nasdaq PHLX's plan to start trading options based on the Nasdaq Bitcoin Index. This change affects investors interested in Bitcoin and could bring new trading opportunities soon. The SEC is speeding up the approval process and asking for public feedback before making a final decision.
Previous / Next Documents
Previous: 2026-15596, Agency Information Collection Activities: Submission to OMB for Review and Approval; Public Comment Request; National Health Service Corps Scholar/Students to Service Travel Worksheet, OMB No. 0906-0087-Revision
In compliance with the Paperwork Reduction Act of 1995, HRSA submitted an Information Collection Request (ICR) to the Office of Management and Budget (OMB) for review and approval. Comments submitted during the first public review of this ICR will be provided to OMB. OMB will accept further comments from the public during the review and approval period. OMB may act on HRSA's ICR only after the 30-day comment period for this notice has closed.
Next: 2026-15606, Submission for OMB Review; Comment Request