Elevation Series Trust files yawn-inducing SEC paperwork
Published Date: 8/17/2026
Notice
Summary
No summary available.
Analyzed Economic Effects
2 provisions identified: 0 benefits, 2 costs, 0 mixed.
Fund may amend subadviser deals
The applicants filed for an exemption that would permit Elevation Series Trust and Norris Perné and French LLP to enter into and materially amend subadvisory agreements with subadvisers without getting shareholder approval. The application was filed April 17, 2026 and amended June 12, 2026; an order granting the relief will be issued unless the SEC receives a hearing request by 5:30 p.m. ET on September 7, 2026.
Relief from subadviser fee disclosures
The applicants also requested relief from certain disclosure requirements as they relate to fees paid to subadvisers, including rule 20a-1, Item 19(a)(3) of Form N-1A, Items 22(c)(1)(ii), 22(c)(1)(iii), 22(c)(8) and 22(c)(9) of Schedule 14A, and sections 6-07(2)(a), (b), and (c) of Regulation S-X. The application was filed April 17, 2026 and amended June 12, 2026; the SEC will issue an order unless a hearing is requested by September 7, 2026.
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