CFTC Wants to Ditch Order Books for Some Swaps Trading
Published Date: 8/26/2026
Proposed Rule
Summary
The Commodity Futures Trading Commission ("Commission" or "CFTC") proposes to amend its regulations for swap execution facilities ("SEFs") to remove the requirement for SEFs to offer an order book for swap transactions that are not subject to trade execution requirement under section 2(h)(8) of the Commodity Exchange Act ("CEA" or "Act"). These types of swap transactions are referred to in the Commission's regulations as "permitted transactions."
No Economic Impacts Identified for this Document
Personalized for You
How does this regulation affect your finances?
Personalize government policy and PRIA will tell you what this federal register document means for your household, plus every other regulation we track. PRIA reads each provision against your financial profile to show you exactly what matters to your wallet.
Key Dates
Department and Agencies
Related Federal Register Documents
2026-19290, Privacy Act Regulations
The Commodity Futures Trading Commission (CFTC) is reopening the comment period for its proposed Privacy Act rule changes, which affect how insider risk program records are handled. This gives everyone 10 more days, until October 1, 2026, to share their thoughts. No new costs or deadlines beyond this extension are involved, but it’s a key chance to weigh in on privacy protections.
2026-14509, Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Starting August 17, 2026, swap dealers and big swap players get some margin rule relief! New rules say certain new investment funds won’t have to exchange initial margin for up to three years, and more types of money market funds can now count as good collateral. Plus, the rules tweak how much value gets discounted on some assets, making it easier and cheaper to trade uncleared swaps.
2026-05635, Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
Starting March 23, 2026, the SEC and CFTC are making it clear that some crypto assets and transactions must follow federal securities laws. This means crypto companies and investors need to play by new rules to keep things fair and safe. Expect more transparency and possible costs for compliance as the government steps up oversight in the crypto world.
2026-20446, Agency Information Collection Activities Under OMB Review
The Commodity Futures Trading Commission is asking for public feedback on a new paperwork plan that affects traders and companies dealing with futures. They want to make sure the info they collect is useful and not too costly or time-consuming. You’ve got until November 5, 2026, to share your thoughts online or by mail—so don’t miss out!
2026-19338, Agency Information Collection Activities: Notice of Intent To Extend
The Commodity Futures Trading Commission (CFTC) wants to keep collecting info about off-exchange foreign currency trades and is asking the public to share their thoughts. This is a routine renewal with no new fees or big changes, but comments are due by November 23, 2026. If you’re involved in these currency transactions, this is your chance to speak up!
2026-19006, Whistleblower Award Determination
The Commodity Futures Trading Commission is updating its whistleblower rules to make the award process faster, clearer, and fairer for people who report wrongdoing. These changes, effective October 16, 2026, also fix some technical details and reflect the Whistleblower Office’s move to a new department. Whistleblowers can expect a smoother experience and better protection when helping keep markets honest.
Previous / Next Documents
Previous: 2026-17365, Pro Rata Share of Subpart F Income, Tested Income, or Tested Loss
If you own part of a foreign company, the IRS wants to update how your share of certain income or losses is figured. These new rules aim to make things clearer and fairer for U.S. shareholders of controlled foreign corporations. You’ve got until October 26, 2026, to share your thoughts or ask for a public hearing—so don’t miss out!
Next: 2026-17419, Anchorage Regulation; San Juan Bay, San Juan, PR
The Coast Guard wants to change the anchorage area called Anchorage D in San Juan Bay, Puerto Rico, because its current boundaries overlap with busy shipping lanes, making it unsafe. This change will help keep big ships, like cruise liners, and other vessels safe while protecting the environment. If you have thoughts, send them in by September 25, 2026—no fees or costs involved, just safer waters ahead!